LETTER I.
By your permission I lay before you,
in a series of letters, the results of my researches
upon beauty and art. I am keenly sensible of the
importance as well as of the charm and dignity of this
undertaking. I shall treat a subject which is
closely connected with the better portion of our happiness
and not far removed from the moral nobility of human
nature. I shall plead this cause of the beautiful
before a heart by which her whole power is felt and
exercised, and which will take upon itself the most
difficult part of my task in an investigation where
one is compelled to appeal as frequently to feelings
as to principles.
That which I would beg of you as a
favor, you generously impose upon me as a duty; and,
when I solely consult my inclination, you impute to
me a service. The liberty of action you prescribe
is rather a necessity for me than a constraint.
Little exercised in formal rules, I shall scarcely
incur the risk of sinning against good taste by any
undue use of them; my ideas, drawn rather from within
than from reading or from an intimate experience with
the world, will not disown their origin; they would
rather incur any reproach than that of a sectarian
bias, and would prefer to succumb by their innate
feebleness than sustain themselves by borrowed authority
and foreign support.
In truth, I will not keep back from
you that the assertions which follow rest chiefly
upon Kantian principles; but if in the course of these
researches you should be reminded of any special school
of philosophy, ascribe it to my incapacity, not to
those principles. No; your liberty of mind shall
be sacred to me; and the facts upon which I build will
be furnished by your own sentiments; your own unfettered
thought will dictate the laws according to which we
have to proceed.
With regard to the ideas which predominate
in the practical part of Kant’s system, philosophers
only disagree, whilst mankind, I am confident of proving,
have never done so. If stripped of their technical
shape, they will appear as the verdict of reason pronounced
from time immemorial by common consent, and as facts
of the moral instinct which nature, in her wisdom,
has given to man in order to serve as guide and teacher
until his enlightened intelligence gives him maturity.
But this very technical shape which renders truth
visible to the understanding conceals it from the
feelings; for, unhappily, understanding begins by destroying
the object of the inner sense before it can appropriate
the object. Like the chemist, the philosopher
finds synthesis only by analysis, or the spontaneous
work of nature only through the torture of art.
Thus, in order to detain the fleeting apparition,
he must enchain it in the fetters of rule, dissect
its fair proportions into abstract notions, and preserve
its living spirit in a fleshless skeleton of words.
Is it surprising that natural feeling should not recognize
itself in such a copy, and if in the report of the
analyst the truth appears as paradox?
Permit me therefore to crave your
indulgence if the following researches should remove
their object from the sphere of sense while endeavoring
to draw it towards the understanding. That which
I before said of moral experience can be applied with
greater truth to the manifestation of “the beautiful.”
It is the mystery which enchants, and its being is
extinguished with the extinction of the necessary combination
of its elements.
LETTER II.
But I might perhaps make a better
use of the opening you afford me if I were to direct
your mind to a loftier theme than that of art.
It would appear to be unseasonable to go in search
of a code for the aesthetic world, when the moral
world offers matter of so much higher interest, and
when the spirit of philosophical inquiry is so stringently
challenged by the circumstances of our times to occupy
itself with the most perfect of all works of art-the
establishment and structure of a true political freedom.
It is unsatisfactory to live out of
your own age and to work for other times. It
is equally incumbent on us to be good members of our
own age as of our own state or country. If it
is conceived to be unseemly and even unlawful for
a man to segregate himself from the customs and manners
of the circle in which he lives, it would be inconsistent
not to see that it is equally his duty to grant a
proper share of influence to the voice of his own
epoch, to its taste and its requirements, in the operations
in which he engages.
But the voice of our age seems by
no means favorable to art, at all events to that kind
of art to which my inquiry is directed. The course
of events has given a direction to the genius of the
time that threatens to remove it continually further
from the ideal of art. For art has to leave reality,
it has to raise itself boldly above necessity and
neediness; for art is the daughter of freedom, and
it requires its prescriptions and rules to be furnished
by the necessity of spirits and not by that of matter.
But in our day it is necessity, neediness, that prevails,
and lends a degraded humanity under its iron yoke.
Utility is the great idol of the time, to which all
powers do homage and all subjects are subservient.
In this great balance on utility, the spiritual service
of art has no weight, and, deprived of all encouragement,
it vanishes from the noisy Vanity Fair of our time.
The very spirit of philosophical inquiry itself robs
the imagination of one promise after another, and
the frontiers of art are narrowed in proportion as
the limits of science are enlarged.
The eyes of the philosopher as well
as of the man of the world are anxiously turned to
the theatre of political events, where it is presumed
the great destiny of man is to be played out.
It would almost seem to betray a culpable indifference
to the welfare of society if we did not share this
general interest. For this great commerce in social
and moral principles is of necessity a matter of the
greatest concern to every human being, on the ground
both of its subject and of its results. It must
accordingly be of deepest moment to every man to think
for himself. It would seem that now at length
a question that formerly was only settled by the law
of the stronger is to be determined by the calm judgment
of the reason, and every man who is capable of placing
himself in a central position, and raising his individuality
into that of his species, can look upon himself as
in possession of this judicial faculty of reason;
being moreover, as man and member of the human family,
a party in the case under trial and involved more
or less in its decisions. It would thus appear
that this great political process is not only engaged
with his individual case, it has also to pronounce
enactments, which he as a rational spirit is capable
of enunciating and entitled to pronounce.
It is evident that it would have been
most attractive to me to inquire into an object such
as this, to decide such a question in conjunction
with a thinker of powerful mind, a man of liberal sympathies,
and a heart imbued with a noble enthusiasm for the
weal of humanity. Though so widely separated
by worldly position, it would have been a delightful
surprise to have found your unprejudiced mind arriving
at the same result as my own in the field of ideas.
Nevertheless, I think I can not only excuse, but even
justify by solid grounds, my step in resisting this
attractive purpose and in preferring beauty to freedom.
I hope that I shall succeed in convincing you that
this matter of art is less foreign to the needs than
to the tastes of our age; nay, that, to arrive at a
solution even in the political problem, the road of
aesthetics must be pursued, because it is through
beauty that we arrive at freedom. But I cannot
carry out this proof without my bringing to your remembrance
the principles by which the reason is guided in political
legislation.
LETTER III.
Man is not better treated by nature
in his first start than her other works are; so long
as he is unable to act for himself as an independent
intelligence she acts for him. But the very fact
that constitutes him a man is that he does not remain
stationary, where nature has placed him, that he can
pass with his reason, retracing the steps nature had
made him anticipate, that he can convert the work
of necessity into one of free solution, and elevate
physical necessity into a moral law.
When man is raised from his slumber
in the senses he feels that he is a man; he surveys
his surroundings and finds that he is in a state.
He was introduced into this state by the power of
circumstances, before he could freely select his own
position. But as a moral being he cannot possibly
rest satisfied with a political condition forced upon
him by necessity, and only calculated for that condition;
and it would be unfortunate if this did satisfy him.
In many cases man shakes off this blind law of necessity,
by his free spontaneous action, of which among many
others we have an instance, in his ennobling by beauty
and suppressing by moral influence the powerful impulse
implanted in him by nature in the passion of love.
Thus, when arrived at maturity, he recovers his childhood
by an artificial process, he founds a state of nature
in his ideas, not given him by any experience, but
established by the necessary laws and conditions of
his reason, and he attributes to this ideal condition
an object, an aim, of which he was not cognizant in
the actual reality of nature. He gives himself
a choice of which he was not capable before, and sets
to work just as if he were beginning anew, and were
exchanging his original state of bondage for one of
complete independence, doing this with complete insight
and of his free decision. He is justified in
regarding this work of political thraldom as non-existing,
though a wild and arbitrary caprice may have founded
its work very artfully; though it may strive to maintain
it with great arrogance and encompass it with a halo
of veneration. For the work of blind powers possesses
no authority before which freedom need bow, and all
must be made to adapt itself to the highest end which
reason has set up in his personality. It is in
this wise that a people in a state of manhood is justified
in exchanging a condition of thraldom for one of moral
freedom.
Now the term natural condition can
be applied to every political body which owes its
establishment originally to forces and not to laws,
and such a state contradicts the moral nature of man,
because lawfulness can alone have authority over this.
At the same time this natural condition is quite sufficient
for the physical man, who only gives himself laws in
order to get rid of brute force. Moreover, the
physical man is a reality, and the moral man problematical.
Therefore when the reason suppresses the natural condition,
as she must if she wishes to substitute her own, she
weighs the real physical man against the problematical
moral man, she weighs the existence of society against
a possible, though morally necessary, ideal of society.
She takes from man something which he really possesses,
and without which he possesses nothing, and refers
him as a substitute to something that he ought to possess
and might possess; and if reason had relied too exclusively
on him she might, in order to secure him a state of
humanity in which he is wanting and can want without
injury to his life, have robbed him even of the means
of animal existence, which is the first necessary
condition of his being a man. Before he had opportunity
to hold firm to the law with his will, reason would
have withdrawn from his feet the ladder of nature.
The great point is, therefore, to
reconcile these two considerations, to prevent physical
society from ceasing for a moment in time, while the
moral society is being formed in the idea; in other
words, to prevent its existence from being placed
in jeopardy for the sake of the moral dignity of man.
When the mechanic has to mend a watch he lets the wheels
run out; but the living watchworks of the state have
to be repaired while they act, and a wheel has to
be exchanged for another during its revolutions.
Accordingly props must be sought for to support society
and keep it going while it is made independent of
the natural condition from which it is sought to emancipate
it.
This prop is not found in the natural
character of man, who, being selfish and violent,
directs his energies rather to the destruction than
to the preservation of society. Nor is it found
in his moral character, which has to be formed, which
can never be worked upon or calculated on by the lawgiver,
because it is free and never appears. It would
seem, therefore, that another measure must be adopted.
It would seem that the physical character of the arbitrary
must be separated from moral freedom; that it is incumbent
to make the former harmonize with the laws and the
latter dependent on impressions; it would be expedient
to remove the former still farther from matter and
to bring the latter somewhat more near to it; in short,
to produce a third character related to both the others-the
physical and the moral-paving the way to
a transition from the sway of mere force to that of
law, without preventing the proper development of
the moral character, but serving rather as a pledge
in the sensuous sphere of a morality in the unseen.
LETTER IV.
Thus much is certain. It is only
when a third character, as previously suggested, has
preponderance that a revolution in a state according
to moral principles can be free from injurious consequences;
nor can anything else secure its endurance. In
proposing or setting up a moral state, the moral law
is relied upon as a real power, and free-will is drawn
into the realm of causes, where all hangs together
mutually with stringent necessity and rigidity.
But we know that the condition of the human will always
remains contingent, and that only in the Absolute Being
physical coexists with moral necessity. Accordingly,
if it is wished to depend on the moral conduct of
man as on natural results, this conduct must become
nature, and he must be led by natural impulse to such
a course of action as can only and invariably have
moral results. But the will of man is perfectly
free between inclination and duty, and no physical
necessity ought to enter as a sharer in this magisterial
personality. If, therefore, he is to retain this
power of solution, and yet become a reliable link
in the causal concatenation of forces, this can only
be effected when the operations of both these impulses
are presented quite equally in the world of appearances.
It is only possible when, with every difference of
form, the matter of man’s volition remains the
same, when all his impulses agreeing with his reason
are sufficient to have the value of a universal legislation.
It may be urged that every individual
man carries within himself, at least in his adaptation
and destination, a purely ideal man. The great
problem of his existence is to bring all the incessant
changes of his outer life into conformity with the
unchanging unity of this ideal. This pure ideal
man, which makes itself known more or less clearly
in every subject, is represented by the state, which
is the objective, and, so to speak, canonical form
in which the manifold differences of the subjects
strive to unite. Now two ways present themselves
to the thought in which the man of time can agree
with the man of idea, and there are also two ways
in which the state can maintain itself in individuals.
One of these ways is when the pure ideal man subdues
the empirical man, and the state suppresses the individual,
or again when the individual becomes the state, and
the man of time is ennobled to the man of idea.
I admit that in a one-sided estimate
from the point of view of morality this difference
vanishes, for the reason is satisfied if her law prevails
unconditionally. But when the survey taken is
complete and embraces the whole man (anthropology),
where the form is considered together with the substance,
and a living feeling has a voice, the difference will
become far more evident. No doubt the reason
demands unity, and nature variety, and both legislations
take man in hand. The law of the former is stamped
upon him by an incorruptible consciousness, that of
the latter by an ineradicable feeling. Consequently
education will always appear deficient when the moral
feeling can only be maintained with the sacrifice
of what is natural; and a political administration
will always be very imperfect when it is only able
to bring about unity by suppressing variety.
The state ought not only to respect the objective
and generic, but also the subjective and specific in
individuals; and while diffusing the unseen world
of morals, it must not depopulate the kingdom of appearance,
the external world of matter.
When the mechanical artist places
his hand on the formless block, to give it a form
according to his intention, he has not any scruples
in doing violence to it. For the nature on which
he works does not deserve any respect in itself, and
he does not value the whole for its parts, but the
parts on account of the whole. When the child
of the fine arts sets his hand to the same block,
he has no scruples either in doing violence to it,
he only avoids showing this violence. He does
not respect the matter in which he works any more
than the mechanical artist; but he seeks by an apparent
consideration for it to deceive the eye which takes
this matter under its protection. The political
and educating artist follows a very different course,
while making man at once his material and his end.
In this case the aim or end meets in the material,
and it is only because the whole serves the parts
that the parts adapt themselves to the end. The
political artist has to treat his material-man-with
a very different kind of respect than that shown by
the artist of fine art to his work. He must spare
man’s peculiarity and personality, not to produce
a defective effect on the senses, but objectively and
out of consideration for his inner being.
But the state is an organization which
fashions itself through itself and for itself, and
for this reason it can only be realized when the parts
have been accorded to the idea of the whole. The
state serves the purpose of a representative, both
to pure ideal and to objective humanity, in the breast
of its citizens, accordingly it will have to observe
the same relation to its citizens in which they are
placed to it; and it will only respect their subjective
humanity in the same degree that it is ennobled to
an objective existence. If the internal man is
one with himself he will be able to rescue his peculiarity,
even in the greatest generalization of his conduct,
and the state will only become the exponent of his
fine instinct, the clearer formula of his internal
legislation. But if the subjective man is in conflict
with the objective, and contradicts him in the character
of a people, so that only the oppression of the former
can give victory to the latter, then the state will
take up the severe aspect of the law against the citizen,
and in order not to fall a sacrifice, it will have
to crush under foot such a hostile individuality without
any compromise.
Now man can be opposed to himself
in a twofold manner; either as a savage, when his
feelings rule over his principles; or as a barbarian,
when his principles destroy his feelings. The
savage despises art, and acknowledges nature as his
despotic ruler; the barbarian laughs at nature, and
dishonors it, but he often proceeds in a more contemptible
way than the savage to be the slave of his senses.
The cultivated man makes of nature his friend, and
honors its friendship, while only bridling its caprice.
Consequently, when reason brings her
moral unity into physical society, she must not injure
the manifold in nature. When nature strives to
maintain her manifold character in the moral structure
of society, this must not create any breach in moral
unity; the victorious form is equally remote from
uniformity and confusion. Therefore, totality
of character must be found in the people which is
capable and worthy to exchange the state of necessity
for that of freedom.
LETTER V.
Does the present age, do passing events,
present this character? I direct my attention
at once to the most prominent object in this vast
structure.
It is true that the consideration
of opinion is fallen; caprice is unnerved, and, although
still armed with power, receives no longer any respect.
Man has awakened from his long lethargy and self-deception,
and he demands with impressive unanimity to be restored
to his imperishable rights. But he does not only
demand them; he rises on all sides to seize by force
what, in his opinion, has been unjustly wrested from
him. The edifice of the natural state is tottering,
its foundations shake, and a physical possibility
seems at length granted to place law on the throne,
to honor man at length as an end, and to make true
freedom the basis of political union. Vain hope!
The moral possibility is wanting, and the generous
occasion finds an unsusceptible rule.
Man paints himself in his actions,
and what is the form depicted in the drama of the
present time? On the one hand, he is seen running
wild, on the other, in a state of lethargy; the two
extremest stages of human degeneracy, and both seen
in one and the same period.
In the lower larger masses, coarse,
lawless impulses come to view, breaking loose when
the bonds of civil order are burst asunder, and hastening
with unbridled fury to satisfy their savage instinct.
Objective humanity may have had cause to complain of
the state; yet subjective man must honor its institutions.
Ought he to be blamed because he lost sight of the
dignity of human nature, so long as he was concerned
in preserving his existence? Can we blame him
that he proceeded to separate by the force of gravity,
to fasten by the force of cohesion, at a time when
there could be no thought of building or raising up?
The extinction of the state contains its justification.
Society set free, instead of hastening upward into
organic life, collapses into its elements.
On the other hand, the civilized classes
give us the still more repulsive sight of lethargy,
and of a depravity of character which is the more
revolting because it roots in culture. I forget
who of the older or more recent philosophers makes
the remark, that what is more noble is the more revolting
in its destruction. The remark applies with truth
to the world of morals. The child of nature,
when he breaks loose, becomes a madman; but the art
scholar, when he breaks loose, becomes a debased character.
The enlightenment of the understanding, on which the
more refined classes pride themselves with some ground,
shows on the whole so little of an ennobling influence
on the mind that it seems rather to confirm corruption
by its maxims. We deny nature on her legitimate
field and feel her tyranny in the moral sphere, and
while resisting her impressions, we receive our principles
from her. While the affected decency of our manners
does not even grant to nature a pardonable influence
in the initial stage, our materialistic system of morals
allows her the casting vote in the last and essential
stage. Egotism has founded its system in the
very bosom of a refined society, and without developing
even a sociable character, we feel all the contagions
and miseries of society. We subject our free
judgment to its despotic opinions, our feelings to
its bizarre customs, and our will to its seductions.
We only maintain our caprice against her holy rights.
The man of the world has his heart contracted by a
proud self-complacency, while that of the man of nature
often beats in sympathy; and every man seeks for nothing
more than to save his wretched property from the general
destruction, as it were from some great conflagration.
It is conceived that the only way to find a shelter
against the aberrations of sentiment is by completely
foregoing its indulgence, and mockery, which is often
a useful chastener of mysticism, slanders in the same
breath the noblest aspirations. Culture, far
from giving us freedom, only develops, as it advances,
new necessities; the fetters of the physical close
more tightly around us, so that the fear of loss quenches
even the ardent impulse toward improvement, and the
maxims of passive obedience are held to be the highest
wisdom of life. Thus the spirit of the time is
seen to waver between perversion and savagism, between
what is unnatural and mere nature, between superstition
and moral unbelief, and it is often nothing but the
equilibrium of evils that sets bounds to it.
LETTER VI.
Have I gone too far in this portraiture
of our times? I do not anticipate this stricture,
but rather another-that I have proved too
much by it. You will tell me that the picture
I have presented resembles the humanity of our day,
but it also bodies forth all nations engaged in the
same degree of culture, because all, without exception,
have fallen off from nature by the abuse of reason,
before they can return to it through reason.
But if we bestow some serious attention
to the character of our times, we shall be astonished
at the contrast between the present and the previous
form of humanity, especially that of Greece. We
are justified in claiming the reputation of culture
and refinement, when contrasted with a purely natural
state of society, but not so comparing ourselves with
the Grecian nature. For the latter was combined
with all the charms of art and with all the dignity
of wisdom, without, however, as with us, becoming
a victim to these influences. The Greeks have
put us to shame not only by their simplicity, which
is foreign to our age; they are at the same time our
rivals, nay, frequently our models, in those very
points of superiority from which we seek comfort when
regretting the unnatural character of our manners.
We see that remarkable people uniting at once fulness
of form and fulness of substance, both philosophizing
and creating, both tender and energetic, uniting a
youthful fancy to the virility of reason in a glorious
humanity.
At the period of Greek culture, which
was an awakening of the powers of the mind, the senses
and the spirit had no distinctly separated property;
no division had yet torn them asunder, leading them
to partition in a hostile attitude, and to mark off
their limits with precision. Poetry had not as
yet become the adversary of wit, nor had speculation
abused itself by passing into quibbling. In cases
of necessity both poetry and wit could exchange parts,
because they both honored truth only in their special
way. However high might be the flight of reason,
it drew matter in a loving spirit after it, and while
sharply and stiffly defining it, never mutilated what
it touched. It is true the Greek mind displaced
humanity, and recast it on a magnified scale in the
glorious circle of its gods; but it did this not by
dissecting human nature, but by giving it fresh combinations,
for the whole of human nature was represented in each
of the gods. How different is the course followed
by us moderns! We also displace and magnify individuals
to form the image of the species, but we do this in
a fragmentary way, not by altered combinations, so
that it is necessary to gather up from different individuals
the elements that form the species in its totality.
It would almost appear as if the powers of mind express
themselves with us in real life or empirically as
separately as the psychologist distinguishes them
in the representation. For we see not only individual
subjects, but whole classes of men, uphold their capacities
only in part, while the rest of their faculties scarcely
show a germ of activity, as in the case of the stunted
growth of plants.
I do not overlook the advantages to
which the present race, regarded as a unity and in
the balance of the understanding, may lay claim over
what is best in the ancient world; but it is obliged
to engage in the contest as a compact mass, and measure
itself as a whole against a whole. Who among
the moderns could step forth, man against man, and
strive with an Athenian for the prize of higher humanity.
Whence comes this disadvantageous
relation of individuals coupled with great advantages
of the race? Why could the individual Greek be
qualified as the type of his time; and why can no modern
dare to offer himself as such? Because all-uniting
nature imparted its forms to the Greek, and an all-dividing
understanding gives our forms to us.
It was culture itself that gave these
wounds to modern humanity. The inner union of
human nature was broken, and a destructive contest
divided its harmonious forces directly; on the one
hand, an enlarged experience and a more distinct thinking
necessitated a sharper separation of the sciences,
while, on the other hand, the more complicated machinery
of states necessitated a stricter sundering of ranks
and occupations. Intuitive and speculative understanding
took up a hostile attitude in opposite fields, whose
borders were guarded with jealousy and distrust; and
by limiting its operation to a narrow sphere, men have
made unto themselves a master who is wont not unfrequently
to end by subduing and oppressing all the other faculties.
Whilst on the one hand a luxuriant imagination creates
ravages in the plantations that have cost the intelligence
so much labor; on the other hand, a spirit of abstraction
suffocates the fire that might have warmed the heart
and inflamed the imagination.
This subversion, commenced by art
and learning in the inner man, was carried out to
fulness and finished by the spirit of innovation in
government. It was, no doubt, reasonable to expect
that the simple organization of the primitive republics
should survive the quaintness of primitive manners
and of the relations of antiquity. But, instead
of rising to a higher and nobler degree of animal
life, this organization degenerated into a common
and coarse mechanism. The zoophyte condition
of the Grecian states, where each individual enjoyed
an independent life, and could, in cases of necessity,
become a separate whole and unit in himself, gave
way to an ingenious mechanism, when, from the splitting
up into numberless parts, there results a mechanical
life in the combination. Then there was a rupture
between the state and the church, between laws and
customs; enjoyment was separated from labor, the means
from the end, the effort from the reward. Man
himself, eternally chained down to a little fragment
of the whole, only forms a kind of fragment; having
nothing in his ears but the monotonous sound of the
perpetually revolving wheel, he never develops the
harmony of his being, and instead of imprinting the
seal of humanity on his being, he ends by being nothing
more than the living impress of the craft to which
he devotes himself, of the science that he cultivates.
This very partial and paltry relation, linking the
isolated members to the whole, does not depend on forms
that are given spontaneously; for how could a complicated
machine, which shuns the light, confide itself to
the free will of man? This relation is rather
dictated, with a rigorous strictness, by a formulary
in which the free intelligence of man is chained down.
The dead letter takes the place of a living meaning,
and a practised memory becomes a safer guide than
genius and feeling.
If the community or state measures
man by his function, only asking of its citizens memory,
or the intelligence of a craftsman, or mechanical
skill, we cannot be surprised that the other faculties
of the mind are neglected for the exclusive culture
of the one that brings in honor and profit. Such
is the necessary result of an organization that is
indifferent about character, only looking to acquirements,
whilst in other cases it tolerates the thickest darkness,
to favor a spirit of law and order; it must result
if it wishes that individuals in the exercise of special
aptitudes should gain in depth what they are permitted
to lose in extension. We are aware, no doubt,
that a powerful genius does not shut up its activity
within the limits of its functions; but mediocre talents
consume in the craft fallen to their lot the whole
of their feeble energy; and if some of their energy
is reserved for matters of preference, without prejudice
to its functions, such a state of things at once bespeaks
a spirit soaring above the vulgar. Moreover, it
is rarely a recommendation in the eye of a state to
have a capacity superior to your employment, or one
of those noble intellectual cravings of a man of talent
which contend in rivalry with the duties of office.
The state is so jealous of the exclusive possession
of its servants that it would prefer-nor
can it be blamed in this-for functionaries
to show their powers with the Venus of Cytherea rather
than the Uranian Venus.
It is thus that concrete individual
life is extinguished, in order that the abstract whole
may continue its miserable life, and the state remains
forever a stranger to its citizens, because feeling
does not discover it anywhere. The governing
authorities find themselves compelled to classify,
and thereby simplify the multiplicity of citizens,
and only to know humanity in a representative form
and at second-hand. Accordingly they end by entirely
losing sight of humanity, and by confounding it with
a simple artificial creation of the understanding,
whilst on their part the subject-classes cannot help
receiving coldly laws that address themselves so little
to their personality. At length, society, weary
of having a burden that the state takes so little
trouble to lighten, falls to pieces and is broken
up-a destiny that has long since attended
most European states. They are dissolved in what
may be called a state of moral nature, in which public
authority is only one function more, hated and deceived
by those who think it necessary, respected only by
those who can do without it.
Thus compressed between two forces,
within and without, could humanity follow any other
course than that which it has taken? The speculative
mind, pursuing imprescriptible goods and rights in
the sphere of ideas, must needs have become a stranger
to the world of sense, and lose sight of matter for
the sake of form. On its part, the world of public
affairs, shut up in a monotonous circle of objects,
and even there restricted by formulas, was led to
lose sight of the life and liberty of the whole, while
becoming impoverished at the same time in its own
sphere. Just as the speculative mind was tempted
to model the real after the intelligible, and to raise
the subjective laws of its imagination into laws constituting
the existence of things, so the state spirit rushed
into the opposite extreme, wished to make a particular
and fragmentary experience the measure of all observation,
and to apply without exception to all affairs the
rules of its own particular craft. The speculative
mind had necessarily to become the prey of a vain
subtlety, the state spirit of a narrow pedantry; for
the former was placed too high to see the individual,
and the latter too low to survey the whole. But
the disadvantage of this direction of mind was not
confined to knowledge and mental production; it extended
to action and feeling. We know that the sensibility
of the mind depends, as to degree, on the liveliness,
and for extent on the richness of the imagination.
Now the predominance of the faculty of analysis must
necessarily deprive the imagination of its warmth
and energy, and a restricted sphere of objects must
diminish its wealth. It is for this reason that
the abstract thinker has very often a cold heart,
because he analyzes impressions, which only move the
mind by their combination or totality; on the other
hand, the man of business, the statesman, has very
often a narrow heart, because, shut up in the narrow
circle of his employment, his imagination can neither
expand nor adapt itself to another manner of viewing
things.
My subject has led me naturally to
place in relief the distressing tendency of the character
of our own times and to show the sources of the evil,
without its being my province to point out the compensations
offered by nature. I will readily admit to you
that, although this splitting up of their being was
unfavorable for individuals, it was the only open
road for the progress of the race. The point at
which we see humanity arrived among the Greeks was
undoubtedly a maximum; it could neither stop there
nor rise higher. It could not stop there, for
the sum of notions acquired forced infallibly the
intelligence to break with feeling and intuition,
and to lead to clearness of knowledge. Nor could
it rise any higher; for it is only in a determinate
measure that clearness can be reconciled with a certain
degree of abundance and of warmth. The Greeks
had attained this measure, and to continue their progress
in culture, they, as we, were obliged to renounce the
totality of their being, and to follow different and
separate roads in order to seek after truth.
There was no other way to develop
the manifold aptitudes of man than to bring them in
opposition with one another. This antagonism of
forces is the great instrument of culture, but it
is only an instrument: for as long as this antagonism
lasts man is only on the road to culture. It is
only because these special forces are isolated in man,
and because they take on themselves to impose all
exclusive legislation, that they enter into strife
with the truth of things, and oblige common sense,
which generally adheres imperturbably to external
phenomena, to dive into the essence of things.
While pure understanding usurps authority in the world
of sense, and empiricism attempts to subject this intellect
to the conditions of experience, these two rival directions
arrive at the highest possible development, and exhaust
the whole extent of their sphere. While, on the
one hand, imagination, by its tyranny, ventures to
destroy the order of the world, it forces reason, on
the other side, to rise up to the supreme sources
of knowledge, and to invoke against this predominance
of fancy the help of the law of necessity.
By an exclusive spirit in the case
of his faculties, the individual is fatally led to
error; but the species is led to truth. It is
only by gathering up all the energy of our mind in
a single focus, and concentrating a single force in
our being, that we give in some sort wings to this
isolated force, and that we draw it on artificially
far beyond the limits that nature seems to have imposed
upon it. If it be certain that all human individuals
taken together would never have arrived, with the
visual power given them by nature, to see a satellite
of Jupiter, discovered by the telescope of the astronomer,
it is just as well established that never would the
human understanding have produced the analysis of
the infinite, or the critique of pure reason, if in
particular branches, destined for this mission, reason
had not applied itself to special researches, and
it, after having, as it were, freed itself from all
matter, it had not, by the most powerful abstraction
given to the spiritual eye of man the force necessary,
in order to look into the absolute. But the question
is, if a spirit thus absorbed in pure reason and intuition
will be able to emancipate itself from the rigorous
fetters of logic, to take the free action of poetry,
and seize the individuality of things with a faithful
and chaste sense? Here nature imposes even on
the most universal genius a limit it cannot pass,
and truth will make martyrs as long as philosophy will
be reduced to make its principal occupation the search
for arms against errors.
But whatever may be the final profit
for the totality of the world, of this distinct and
special perfecting of the human faculties, it cannot
be denied that this final aim of the universe, which
devotes them to this kind of culture, is a cause of
suffering, and a kind of malediction for individuals.
I admit that the exercises of the gymnasium form athletic
bodies; but beauty is only developed by the free and
equal play of the limbs. In the same way the
tension of the isolated spiritual forces may make
extraordinary men; but it is only the well-tempered
equilibrium of these forces that can produce happy
and accomplished men. And in what relation should
we be placed with past and future ages if the perfecting
of human nature made such a sacrifice indispensable?
In that case we should have been the slaves of humanity,
we should have consumed our forces in servile work
for it during some thousands of years, and we should
have stamped on our humiliated, mutilated nature the
shameful brand of this slavery-all this
in order that future generations, in a happy leisure,
might consecrate themselves to the cure of their moral
health, and develop the whole of human nature by their
free culture.
But can it be true that man has to
neglect himself for any end whatever? Can nature
snatch from us, for any end whatever, the perfection
which is prescribed to us by the aim of reason?
It must be false that the perfecting of particular
faculties renders the sacrifice of their totality
necessary; and even if the law of nature had imperiously
this tendency, we must have the power to reform by
a superior art this totality of our being, which art
has destroyed.
LETTER VII.
Can this effect of harmony be attained
by the state? That is not possible, for the state,
as at present constituted, has given occasion to evil,
and the state as conceived in the idea, instead of
being able to establish this more perfect humanity,
ought to be based upon it. Thus the researches
in which I have indulged would have brought me back
to the same point from which they had called me off
for a time. The present age, far from offering
us this form of humanity, which we have acknowledged
as a necessary condition of an improvement of the state,
shows us rather the diametrically opposite form.
If, therefore, the principles I have laid down are
correct, and if experience confirms the picture I
have traced of the present time, it would be necessary
to qualify as unseasonable every attempt to effect
a similar change in the state, and all hope as chimerical
that would be based on such an attempt, until the
division of the inner man ceases, and nature has been
sufficiently developed to become herself the instrument
of this great change and secure the reality of the
political creation of reason.
In the physical creation, nature shows
us the road that we have to follow in the moral creation.
Only when the struggle of elementary forces has ceased
in inferior organizations, nature rises to the noble
form of the physical man. In like manner, the
conflict of the elements of the moral man and that
of blind instincts must have ceased, and a coarse antagonism
in himself, before the attempt can be hazarded.
On the other hand, the independence of man’s
character must be secured, and his submission to despotic
forms must have given place to a suitable liberty,
before the variety in his constitution can be made
subordinate to the unity of the ideal. When the
man of nature still makes such an anarchial abuse of
his will, his liberty ought hardly to be disclosed
to him. And when the man fashioned by culture
makes so little use of his freedom, his free will
ought not to be taken from him. The concession
of liberal principles becomes a treason to social
order when it is associated with a force still in
fermentation, and increases the already exuberant energy
of its nature. Again, the law of conformity under
one level becomes tyranny to the individual when it
is allied to a weakness already holding sway and to
natural obstacles, and when it comes to extinguish
the last spark of spontaneity and of originality.
The tone of the age must therefore
rise from its profound moral degradation; on the one
hand it must emancipate itself from the blind service
of nature, and on the other it must revert to its simplicity,
its truth, and its fruitful sap; a sufficient task
for more than a century. However, I admit readily,
more than one special effort may meet with success,
but no improvement of the whole will result from it,
and contradictions in action will be a continual protest
against the unity of maxims. It will be quite
possible, then, that in remote corners of the world
humanity may be honored in the person of the negro,
while in Europe it may be degraded in the person of
the thinker. The old principles will remain,
but they will adopt the dress of the age, and philosophy
will lend its name to an oppression that was formerly
authorized by the church. In one place, alarmed
at the liberty which in its opening efforts always
shows itself an enemy, it will cast itself into the
arms of a convenient servitude. In another place,
reduced to despair by a pedantic tutelage, it will
be driven into the savage license of the state of
nature. Usurpation will invoke the weakness of
human nature, and insurrection will invoke its dignity,
till at length the great sovereign of all human things,
blind force, shall come in and decide, like a vulgar
pugilist, this pretended contest of principles.
LETTER VIII.
Must philosophy therefore retire from
this field, disappointed in its hopes? Whilst
in all other directions the dominion of forms is extended,
must this the most precious of all gifts be abandoned
to a formless chance? Must the contest of blind
forces last eternally in the political world, and
is social law never to triumph over a hating egotism?
Not in the least. It is true
that reason herself will never attempt directly a
struggle with this brutal force which resists her arms,
and she will be as far as the son of Saturn in the
“Iliad” from descending into the dismal
field of battle, to fight them in person. But
she chooses the most deserving among the combatants,
clothes him with divine arms as Jupiter gave them
to his son-in-law, and by her triumphing force she
finally decides the victory.
Reason has done all that she could
in finding the law and promulgating it; it is for
the energy of the will and the ardor of feeling to
carry it out. To issue victoriously from her
contest with force, truth herself must first become
a force, and turn one of the instincts of man into
her champion in the empire of phenomena. For
instincts are the only motive forces in the material
world. If hitherto truth has so little manifested
her victorious power, this has not depended on the
understanding, which could not have unveiled it, but
on the heart which remained closed to it and on instinct
which did not act with it.
Whence, in fact, proceeds this general
sway of prejudices, this might of the understanding
in the midst of the light disseminated by philosophy
and experience? The age is enlightened, that is
to say, that knowledge, obtained and vulgarized, suffices
to set right at least on practical principles.
The spirit of free inquiry has dissipated the erroneous
opinions which long barred the access to truth, and
has undermined the ground on which fanaticism and
deception had erected their throne. Reason has
purified itself from the illusions of the senses and
from a mendacious sophistry, and philosophy herself
raises her voice and exhorts us to return to the bosom
of nature, to which she had first made us unfaithful.
Whence then is it that we remain still barbarians?
There must be something in the spirit
of man-as it is not in the objects themselves-which
prevents us from receiving the truth, notwithstanding
the brilliant light she diffuses, and from accepting
her, whatever may be her strength for producing conviction.
This something was perceived and expressed by an ancient
sage in this very significant maxim: sapere
aude [dare to be wise.]
Dare to be wise! A spirited courage
is required to triumph over the impediments that the
indolence of nature as well as the cowardice of the
heart oppose to our instruction. It was not without
reason that the ancient Mythos made Minerva issue
fully armed from the head of Jupiter, for it is with
warfare that this instruction commences. From
its very outset it has to sustain a hard fight against
the senses, which do not like to be roused from their
easy slumber. The greater part of men are much
too exhausted and enervated by their struggle with
want to be able to engage in a new and severe contest
with error. Satisfied if they themselves can
escape from the hard labor of thought, they willingly
abandon to others the guardianship of their thoughts.
And if it happens that nobler necessities agitate
their soul, they cling with a greedy faith to the
formula that the state and the church hold in reserve
for such cases. If these unhappy men deserve
our compassion, those others deserve our just contempt,
who, though set free from those necessities by more
fortunate circumstances, yet willingly bend to their
yoke. These latter persons prefer this twilight
of obscure ideas, where the feelings have more intensity,
and the imagination can at will create convenient
chimeras, to the rays of truth which put to flight
the pleasant illusions of their dreams. They
have founded the whole structure of their happiness
on these very illusions, which ought to be combated
and dissipated by the light of knowledge, and they
would think they were paying too dearly for a truth
which begins by robbing them of all that has value
in their sight. It would be necessary that they
should be already sages to love wisdom: a truth
that was felt at once by him to whom philosophy owes
its name. [The Greek word means, as is known, love
of wisdom.]
It is therefore not going far enough
to say that the light of the understanding only deserves
respect when it reacts on the character; to a certain
extent it is from the character that this light proceeds;
for the road that terminates in the head must pass
through the heart. Accordingly, the most pressing
need of the present time is to educate the sensibility,
because it is the means, not only to render efficacious
in practice the improvement of ideas, but to call
this improvement into existence.
LETTER IX.
But perhaps there is a vicious circle
in our previous reasoning! Theoretical culture
must it seems bring along with it practical culture,
and yet the latter must be the condition of the former.
All improvement in the political sphere must proceed
from the ennobling of the character. But, subject
to the influence of a social constitution still barbarous,
how can character become ennobled? It would then
be necessary to seek for this end an instrument that
the state does not furnish, and to open sources that
would have preserved themselves pure in the midst of
political corruption.
I have now reached the point to which
all the considerations tended that have engaged me
up to the present time. This instrument is the
art of the beautiful; these sources are open to us
in its immortal models.
Art, like science, is emancipated
from all that is positive, and all that is humanly
conventional; both are completely independent of the
arbitrary will of man. The political legislator
may place their empire under an interdict, but he
cannot reign there. He can proscribe the friend
of truth, but truth subsists; he can degrade the artist,
but he cannot change art. No doubt, nothing is
more common than to see science and art bend before
the spirit of the age, and creative taste receive its
law from critical taste. When the character becomes
stiff and hardens itself, we see science severely
keeping her limits, and art subject to the harsh restraint
of rules; when the character is relaxed and softened,
science endeavors to please and art to rejoice.
For whole ages philosophers as well as artists show
themselves occupied in letting down truth and beauty
to the depths of vulgar humanity. They themselves
are swallowed up in it; but, thanks to their essential
vigor and indestructible life, the true and the beautiful
make a victorious fight, and issue triumphant from
the abyss.
No doubt the artist is the child of
his time, but unhappy for him if he is its disciple
or even its favorite! Let a beneficent deity carry
off in good time the suckling from the breast of its
mother, let it nourish him on the milk of a better
age, and suffer him to grow up and arrive at virility
under the distant sky of Greece. When he has attained
manhood, let him come back, presenting a face strange
to his own age; let him come, not to delight it with
his apparition, but rather to purify it, terrible
as the son of Agamemnon. He will, indeed, receive
his matter from the present time, but he will borrow
the form from a nobler time and even beyond all time,
from the essential, absolute, immutable unity.
There, issuing from the pure ether of its heavenly
nature, flows the source of all beauty, which was
never tainted by the corruptions of generations
or of ages, which roll along far beneath it in dark
eddies. Its matter may be dishonored as well
as ennobled by fancy, but the ever-chaste form escapes
from the caprices of imagination. The Roman
had already bent his knee for long years to the divinity
of the emperors, and yet the statues of the gods stood
erect; the temples retained their sanctity for the
eye long after the gods had become a theme for mockery,
and the noble architecture of the palaces that shielded
the infamies of Nero and of Commodus were a protest
against them. Humanity has lost its dignity,
but art has saved it, and preserves it in marbles full
of meaning; truth continues to live in illusion, and
the copy will serve to re-establish the model.
If the nobility of art has survived the nobility of
nature, it also goes before it like an inspiring genius,
forming and awakening minds. Before truth causes
her triumphant light to penetrate into the depths
of the heart, poetry intercepts her rays, and the summits
of humanity shine in a bright light, while a dark and
humid night still hangs over the valleys.
But how will the artist avoid the
corruption of his time which encloses him on all hands?
Let him raise his eyes to his own dignity, and to law;
let him not lower them to necessity and fortune.
Equally exempt from a vain activity which would imprint
its trace on the fugitive moment, and from the dreams
of an impatient enthusiasm which applies the measure
of the absolute to the paltry productions of time,
let the artist abandon the real to the understanding,
for that is its proper field. But let the artist
endeavor to give birth to the ideal by the union of
the possible and of the necessary. Let him stamp
illusion and truth with the effigy of this ideal;
let him apply it to the play of his imagination and
his most serious actions, in short, to all sensuous
and spiritual forms; then let him quietly launch his
work into infinite time.
But the minds set on fire by this
ideal have not all received an equal share of calm
from the creative genius-that great and
patient temper which is required to impress the ideal
on the dumb marble, or to spread it over a page of
cold, sober letters, and then intrust it to the faithful
hands of time. This divine instinct, and creative
force, much too ardent to follow this peaceful walk,
often throws itself immediately on the present, on
active life, and strives to transform the shapeless
matter of the moral world. The misfortune of his
brothers, of the whole species, appeals loudly to
the heart of the man of feeling; their abasement appeals
still louder: enthusiasm is inflamed, and in souls
endowed with energy the burning desire aspires impatiently
to action and facts. But has this innovator examined
himself to see if these disorders of the moral world
wound his reason, or if they do not rather wound his
self-love? If he does not determine this point
at once, he will find it from the impulsiveness with
which he pursues a prompt and definite end. A
pure, moral motive has for its end the absolute; time
does not exist for it, and the future becomes the
present to it directly; by a necessary development,
it has to issue from the present. To a reason
having no limits the direction towards an end becomes
confounded with the accomplishment of this end, and
to enter on a course is to have finished it.
If, then, a young friend of the true
and of the beautiful were to ask me how, notwithstanding
the resistance of the times, he can satisfy the noble
longing of his heart, I should reply: Direct the
world on which you act towards that which is good,
and the measured and peaceful course of time will
bring about the results. You have given it this
direction if by your teaching you raise its thoughts
towards the necessary and the eternal; if, by your
acts or your creations, you make the necessary and
the eternal the object of your leanings. The structure
of error and of all that is arbitrary must fall, and
it has already fallen, as soon as you are sure that
it is tottering. But it is important that it should
not only totter in the external but also in the internal
man. Cherish triumphant truth in the modest sanctuary
of your heart; give it an incarnate form through beauty,
that it may not only be in the understanding that
does homage to it, but that feeling may lovingly grasp
its appearance. And that you may not by any chance
take from external reality the model which you yourself
ought to furnish, do not venture into its dangerous
society before you are assured in your own heart that
you have a good escort furnished by ideal nature.
Live with your age, but be not its creation; labor
for your contemporaries, but do for them what they
need, and not what they praise. Without having
shared their faults, share their punishment with a
noble resignation, and bend under the yoke which they
find it as painful to dispense with as to bear.
By the constancy with which you will despise their
good fortune, you will prove to them that it is not
through cowardice that you submit to their sufferings.
See them in thought such as they ought to be when you
must act upon them; but see them as they are when
you are tempted to act for them. Seek to owe
their suffrage to their dignity; but to make them
happy keep an account of their unworthiness: thus,
on the one hand, the nobleness of your heart will
kindle theirs, and, on the other, your end will not
be reduced to nothingness by their unworthiness.
The gravity of your principles will keep them off
from you, but in play they will still endure them.
Their taste is purer than their heart, and it is by
their taste you must lay hold of this suspicious fugitive.
In vain will you combat their maxims, in vain will
you condemn their actions; but you can try your moulding
hand on their leisure. Drive away caprice, frivolity,
and coarseness from their pleasures, and you will banish
them imperceptibly from their acts, and at length
from their feelings. Everywhere that you meet
them, surround them with great, noble, and ingenious
forms; multiply around them the symbols of perfection,
till appearance triumphs over reality, and art over
nature.
LETTER X.
Convinced by my preceding letters,
you agree with me on this point, that man can depart
from his destination by two opposite roads, that our
epoch is actually moving on these two false roads,
and that it has become the prey, in one case, of coarseness,
and elsewhere of exhaustion and depravity. It
is the beautiful that must bring it back from this
twofold departure. But how can the cultivation
of the fine arts remedy, at the same time, these opposite
defects, and unite in itself two contradictory qualities?
Can it bind nature in the savage, and set it free in
the barbarian? Can it at once tighten a spring
and loose it; and if it cannot produce this double
effect, how will it be reasonable to expect from it
so important a result as the education of man?
It may be urged that it is almost
a proverbial adage that the feeling developed by the
beautiful refines manners, and any new proof offered
on the subject would appear superfluous. Men
base this maxim on daily experience, which shows us
almost always clearness of intellect, delicacy of
feeling, liberality and even dignity of conduct, associated
with a cultivated taste, while an uncultivated taste
is almost always accompanied by the opposite qualities.
With considerable assurance, the most civilized nation
of antiquity is cited as an evidence of this, the
Greeks, among whom the perception of the beautiful
attained its highest development, and, as a contrast,
it is usual to point to nations in a partial savage
state, and partly barbarous, who expiate their insensibility
to the beautiful by a coarse, or, at all events, a
hard, austere character. Nevertheless, some thinkers
are tempted occasionally to deny either the fact itself
or to dispute the legitimacy of the consequences that
are derived from it. They do not entertain so
unfavorable an opinion of that savage coarseness which
is made a reproach in the case of certain nations;
nor do they form so advantageous an opinion of the
refinement so highly lauded in the case of cultivated
nations. Even as far back as in antiquity there
were men who by no means regarded the culture of the
liberal arts as a benefit, and who were consequently
led to forbid the entrance of their republic to imagination.
I do not speak of those who calumniate
art because they have never been favored by it.
These persons only appreciate a possession by the trouble
it takes to acquire it, and by the profit it brings:
and how could they properly appreciate the silent
labor of taste in the exterior and interior man?
How evident it is that the accidental disadvantages
attending liberal culture would make them lose sight
of its essential advantages? The man deficient
in form despises the grace of diction as a means of
corruption, courtesy in the social relations as dissimulation,
delicacy and generosity in conduct as an affected exaggeration.
He cannot forgive the favorite of the Graces for having
enlivened all assemblies as a man of the world, of
having directed all men to his views like a statesman,
and of giving his impress to the whole century as a
writer: while he, the victim of labor, can only
obtain with all his learning, the least attention
or overcome the least difficulty. As he cannot
learn from his fortunate rival the secret of pleasing,
the only course open to him is to deplore the corruption
of human nature, which adores rather the appearance
than the reality.
But there are also opinions deserving
respect, that pronounce themselves adverse to the
effects of the beautiful, and find formidable arms
in experience, with which to wage war against it.
“We are free to admit”- such
is their language-“that the charms
of the beautiful can further honorable ends in pure
hands; but it is not repugnant to its nature to produce,
in impure hands, a directly contrary effect, and to
employ in the service of injustice and error the power
that throws the soul of man into chains. It is
exactly because taste only attends to the form and
never to the substance; it ends by placing the soul
on the dangerous incline, leading it to neglect all
reality and to sacrifice truth and morality to an
attractive envelope. All the real difference of
things vanishes, and it is only the appearance that
determines the value! How many men of talent”-thus
these arguers proceed-“have been turned
aside from all effort by the seductive power of the
beautiful, or have been led away from all serious
exercise of their activity, or have been induced to
use it very feebly? How many weak minds have been
impelled to quarrel with the organizations of society,
simply because it has pleased the imagination of poets
to present the image of a world constituted differently,
where no propriety chains down opinion and no artifice
holds nature in thraldom? What a dangerous logic
of the passions they have learned since the poets
have painted them in their pictures in the most brilliant
colors, and since, in the contest with law and duty,
they have commonly remained masters of the battle-field.
What has society gained by the relations of society,
formerly under the sway of truth, being now subject
to the laws of the beautiful, or by the external impression
deciding the estimation in which merit is to be held?
We admit that all virtues whose appearance produces
an agreeable effect are now seen to flourish, and
those which, in society, give a value to the man who
possesses them. But, as a compensation, all kinds
of excesses are seen to prevail, and all vices are
in vogue that can be reconciled with a graceful exterior.”
It is certainly a matter entitled to reflection that,
at almost all the periods of history when art flourished
and taste held sway, humanity is found in a state
of decline; nor can a single instance be cited of
the union of a large diffusion of aesthetic culture
with political liberty and social virtue, of fine manners
associated with good morals, and of politeness fraternizing
with truth and loyalty of character and life.
As long as Athens and Sparta preserved
their independence, and as long as their institutions
were based on respect for the laws, taste did not
reach its maturity, art remained in its infancy, and
beauty was far from exercising her empire over minds.
No doubt, poetry had already taken a sublime flight,
but it was on the wings of genius, and we know that
genius borders very closely on savage coarseness, that
it is a light which shines readily in the midst of
darkness, and which therefore often argues against
rather than in favor of the taste of time. When
the golden age of art appears under Pericles and Alexander,
and the sway of taste becomes more general, strength
and liberty have abandoned Greece; eloquence corrupts
the truth, wisdom offends it on the lips of Socrates,
and virtue in the life of Phocion. It is well
known that the Romans had to exhaust their energies
in civil wars, and, corrupted by Oriental luxury,
to bow their heads under the yoke of a fortunate despot,
before Grecian art triumphed over the stiffness of
their character. The same was the case with the
Arabs: civilization only dawned upon them when
the vigor of their military spirit became softened
under the sceptre of the Abbassides. Art did
not appear in modern Italy till the glorious Lombard
League was dissolved, Florence submitting to the Medici;
and all those brave cities gave up the spirit of independence
for an inglorious resignation. It is almost superfluous
to call to mind the example of modern nations, with
whom refinement has increased in direct proportion
to the decline of their liberties. Wherever we
direct our eyes in past times, we see taste and freedom
mutually avoiding each other. Everywhere we see
that the beautiful only founds its sway on the ruins
of heroic virtues.
And yet this strength of character,
which is commonly sacrificed to establish aesthetic
culture, is the most powerful spring of all that is
great and excellent in man, and no other advantage,
however great, can make up for it. Accordingly,
if we only keep to the experiments hitherto made,
as to the influence of the beautiful, we cannot certainly
be much encouraged in developing feelings so dangerous
to the real culture of man. At the risk of being
hard and coarse, it will seem preferable to dispense
with this dissolving force of the beautiful rather
than see human nature a prey to its enervating influence,
notwithstanding all its refining advantages.
However, experience is perhaps not the proper tribunal
at which to decide such a question; before giving so
much weight to its testimony, it would be well to
inquire if the beauty we have been discussing is the
power that is condemned by the previous examples.
And the beauty we are discussing seems to assume an
idea of the beautiful derived from a source different
from experience, for it is this higher notion of the
beautiful which has to decide if what is called beauty
by experience is entitled to the name.
This pure and rational idea of the
beautiful-supposing it can be placed in
evidence-cannot be taken from any real and
special case, and must, on the contrary, direct and
give sanction to our judgment in each special case.
It must therefore be sought for by a process of abstraction,
and it ought to be deduced from the simple possibility
of a nature both sensuous and rational; in short,
beauty ought to present itself as a necessary condition
of humanity. It is therefore essential that we
should rise to the pure idea of humanity, and as experience
shows us nothing but individuals, in particular cases,
and never humanity at large, we must endeavor to find
in their individual and variable mode of being the
absolute and the permanent, and to grasp the necessary
conditions of their existence, suppressing all accidental
limits. No doubt this transcendental procedure
will remove us for some time from the familiar circle
of phenomena, and the living presence of objects, to
keep us on the unproductive ground of abstract idea;
but we are engaged in the search after a principle
of knowledge solid enough not to be shaken by anything,
and the man who does not dare to rise above reality
will never conquer this truth.
LETTER XI.
If abstraction rises to as great an
elevation as possible, it arrives at two primary ideas,
before which it is obliged to stop and to recognize
its limits. It distinguishes in man something
that continues, and something that changes incessantly.
That which continues it names his person; that which
changes his position, his condition.
The person and the condition, I and
my determinations, which we represent as one and the
same thing in the necessary being, are eternally distinct
in the finite being. Notwithstanding all continuance
in the person, the condition changes; in spite of
all change of condition the person remains. We
pass from rest to activity, from emotion to indifference,
from assent to contradiction, but we are always we
ourselves, and what immediately springs from ourselves
remains. It is only in the absolute subject that
all his determinations continue with his personality.
All that Divinity is, it is because it is so; consequently
it is eternally what it is, because it is eternal.
As the person and the condition are
distinct in man, because he is a finite being, the
condition cannot be founded on the person, nor the
person on the condition. Admitting the second
case, the person would have to change; and in the
former case, the condition would have to continue.
Thus in either supposition, either the personality
or the quality of a finite being would necessarily
cease. It is not because we think, feel, and
will that we are; it is not because we are that we
think, feel, and will. We are because we are.
We feel, think, and will because there is out of us
something that is not ourselves.
Consequently the person must have
its principle of existence in itself, because the
permanent cannot be derived from the changeable, and
thus we should be at once in possession of the idea
of the absolute being, founded on itself; that is
to say, of the idea of freedom. The condition
must have a foundation, and as it is not through the
person, and is not therefore absolute, it must be
a sequence and a result; and thus, in the second place,
we should have arrived at the condition of every independent
being, of everything in the process of becoming something
else: that is, of the idea of tine. “Time
is the necessary condition of all processes, of becoming
(Werden);” this is an identical proposition,
for it says nothing but this: “That something
may follow, there must be a succession.”
The person which manifested itself
in the eternally continuing Ego, or I myself, and
only in him, cannot become something or begin in time,
because it is much rather time that must begin with
him, because the permanent must serve as basis to
the changeable. That change may take place, something
must change; this something cannot therefore be the
change itself. When we say the flower opens and
fades, we make of this flower a permanent being in
the midst of this transformation; we lend it, in some
sort, a personality, in which these two conditions
are manifested. It cannot be objected that man
is born, and becomes something; for man is not only
a person simply, but he is a person finding himself
in a determinate condition. Now our determinate
state of condition springs up in time, and it is thus
that man, as a phenomenon or appearance, must have
a beginning, though in him pure intelligence is eternal.
Without time, that is, without a becoming, he would
not be a determinate being; his personality would
exist virtually no doubt, but not in action.
It is not by the succession of its perceptions that
the immutable Ego or person manifests himself to himself.
Thus, therefore, the matter of activity,
or reality, that the supreme intelligence draws from
its own being, must be received by man; and he does,
in fact, receive it, through the medium of perception,
as something which is outside him in space, and which
changes in him in time. This matter which changes
in him is always accompanied by the Ego, the personality,
that never changes; and the rule prescribed for man
by his rational nature is to remain immutably himself
in the midst of change, to refer all perceptions to
experience, that is, to the unity of knowledge, and
to make of each of its manifestations of its modes
in time the law of all time. The matter only
exists in as far as it changes: he, his personality,
only exists in as far as he does not change. Consequently,
represented in his perfection, man would be the permanent
unity, which remains always the same, among the waves
of change.
Now, although an infinite being, a
divinity could not become (or be subject to time),
still a tendency ought to be named divine which has
for its infinite end the most characteristic attribute
of the divinity; the absolute manifestation of power-the
reality of all the possible-and the absolute
unity of the manifestation (the necessity of all reality).
It cannot be disputed that man bears within himself,
in his personality, a predisposition for divinity.
The way to divinity-if the word “way”
can be applied to what never leads to its end-is
open to him in every direction.
Considered in itself, and independently
of all sensuous matter, his personality is nothing
but the pure virtuality of a possible infinite manifestation;
and so long as there is neither intuition nor feeling,
it is nothing more than a form, an empty power.
Considered in itself, and independently of all spontaneous
activity of the mind, sensuousness can only make a
material man; without it, it is a pure form; but it
cannot in any way establish a union between matter
and it. So long as he only feels, wishes, and
acts under the influence of desire, he is nothing more
than the world, if by this word we point out only the
formless contents of time. Without doubt, it
is only his sensuousness that makes his strength pass
into efficacious acts, but it is his personality alone
that makes this activity his own. Thus, that
he may not only be a world, he must give form to matter,
and in order not to be a mere form, he must give reality
to the virtuality that he bears in him. He gives
matter to form by creating time, and by opposing the
immutable to change, the diversity of the world to
the eternal unity of the Ego. He gives a form
to matter by again suppressing time, by maintaining
permanence in change, and by placing the diversity
of the world under the unity of the Ego.
Now from this source issue for man
two opposite exigencies, the two fundamental laws
of sensuous-rational nature. The first has for
its object absolute reality; it must make a world
of what is only form, manifest all that in it is only
a force. The second law has for its object absolute
formality; it must destroy in him all that is only
world, and carry out harmony in all changes.
In other terms, he must manifest all that is internal,
and give form to all that is external. Considered
in its most lofty accomplishment, this twofold labor
brings back to the idea of humanity, which was my
starting-point.
LETTER XII.
This twofold labor or task, which
consists in making the necessary pass into reality
in us and in making out of us reality subject to the
law of necessity, is urged upon us as a duty by two
opposing forces, which are justly styled impulsions
or instincts, because they impel us to realize their
object. The first of these impulsions, which I
shall call the sensuous instinct, issues from the
physical existence of man, or from sensuous nature;
and it is this instinct which tends to enclose him
in the limits of time, and to make of him a material
being; I do not say to give him matter, for to do
that a certain free activity of the personality would
be necessary, which, receiving matter, distinguishes
it from the Ego, or what is permanent. By matter
I only understand in this place the change or reality
that fills time. Consequently the instinct requires
that there should be change, and that time should contain
something. This simply filled state of time is
named sensation, and it is only in this state that
physical existence manifests itself.
As all that is in time is successive,
it follows by that fact alone that something is:
all the remainder is excluded. When one note on
an instrument is touched, among all those that it
virtually offers, this note alone is real. When
man is actually modified, the infinite possibility
of all his modifications is limited to this single
mode of existence. Thus, then, the exclusive
action of sensuous impulsion has for its necessary
consequence the narrowest limitation. In this
state man is only a unity of magnitude, a complete
moment in time; or, to speak more correctly, he is
not, for his personality is suppressed as long as
sensation holds sway over him and carries time along
with it.
This instinct extends its domains
over the entire sphere of the finite in man, and as
form is only revealed in matter, and the absolute by
means of its limits, the total manifestation of human
nature is connected on a close analysis with the sensuous
instinct. But though it is only this instinct
that awakens and develops what exists virtually in
man, it is nevertheless this very instinct which renders
his perfection impossible. It binds down to the
world of sense by indestructible ties the spirit that
tends higher, and it calls back to the limits of the
present, abstraction which had its free development
in the sphere of the infinite. No doubt, thought
can escape it for a moment, and a firm will victoriously
resist its exigencies: but soon compressed nature
resumes her rights to give an imperious reality to
our existence, to give it contents, substance, knowledge,
and an aim for our activity.
The second impulsion, which may be
named the formal instinct, issues from the absolute
existence of man, or from his rational nature, and
tends to set free, and bring harmony into the diversity
of its manifestations, and to maintain personality
notwithstanding all the changes of state. As
this personality, being an absolute and indivisible
unity, can never be in contradiction with itself,
as we are ourselves forever, this impulsion, which
tends to maintain personality, can never exact in one
time anything but what it exacts and requires forever.
It therefore decides for always what it decides now,
and orders now what it orders forever. Hence
it embraces the whole series of times, or what comes
to the same thing, it suppresses time and change.
It wishes the real to be necessary and eternal, and
it wishes the eternal and the necessary to be real;
in other terms, it tends to truth and justice.
If the sensuous instinct only produces
accidents, the formal instinct gives laws, laws for
every judgment when it is a question of knowledge,
laws for every will when it is a question of action.
Whether, therefore, we recognize an object or conceive
an objective value to a state of the subject, whether
we act in virtue of knowledge or make of the objective
the determining principle of our state; in both cases
we withdraw this state from the jurisdiction of time,
and we attribute to it reality for all men and for
all time, that is, universality and necessity.
Feeling can only say: “That is true for
this subject and at this moment,” and there
may come another moment, another subject, which withdraws
the affirmation from the actual feeling. But
when once thought pronounces and says: “That
is,” it decides forever and ever, and the validity
of its decision is guaranteed by the personality itself,
which defies all change. Inclination can only
say: “That is good for your individuality
and present necessity”; but the changing current
of affairs will sweep them away, and what you ardently
desire to-day will form the object of your aversion
to-morrow. But when the moral feeling says:
“That ought to be,” it decides forever.
If you confess the truth because it is the truth,
and if you practise justice because it is justice,
you have made of a particular case the law of all
possible cases, and treated one moment of your life
as eternity.
Accordingly, when the formal impulse
holds sway and the pure object acts in us, the being
attains its highest expansion, all barriers disappear,
and from the unity of magnitude in which man was enclosed
by a narrow sensuousness, he rises to the unity of
idea, which embraces and keeps subject the entire
sphere of phenomena. During this operation we
are no longer in time, but time is in us with its
infinite succession. We are no longer individuals
but a species; the judgment of all spirits is expressed
by our own, and the choice of all hearts is represented
by our own act.
LETTER XIII.
On a first survey, nothing appears
more opposed than these two impulsions; one having
for its object change, the other immutability, and
yet it is these two notions that exhaust the notion
of humanity, and a third fundamental impulsion, holding
a medium between them, is quite inconceivable.
How then shall we re-establish the unity of human nature,
a unity that appears completely destroyed by this primitive
and radical opposition?
I admit these two tendencies are contradictory,
but it should be noticed that they are not so in the
same objects. But things that do not meet cannot
come into collision. No doubt the sensuous impulsion
desires change; but it does not wish that it should
extend to personality and its field, nor that there
should be a change of principles. The formal
impulsion seeks unity and permanence, but it does not
wish the condition to remain fixed with the person,
that there should be identity of feeling. Therefore
these two impulsions are not divided by nature, and
if, nevertheless, they appear so, it is because they
have become divided by transgressing nature freely,
by ignoring themselves, and by confounding their spheres.
The office of culture is to watch over them and to
secure to each one its proper limits; therefore culture
has to give equal justice to both, and to defend not
only the rational impulsion against the sensuous,
but also the latter against the former. Hence
she has to act a twofold part: first, to protect
sense against the attacks of freedom; secondly, to
secure personality against the power of sensations.
One of these ends is attained by the cultivation of
the sensuous, the other by that of reason.
Since the world is developed in time,
or change, the perfection of the faculty that places
men in relation with the world will necessarily be
the greatest possible mutability and extensiveness.
Since personality is permanence in change, the perfection
of this faculty, which must be opposed to change,
will be the greatest possible freedom of action (autonomy)
and intensity. The more the receptivity is developed
under manifold aspects, the more it is movable and
offers surfaces to phenomena, the larger is the part
of the world seized upon by man, and the more virtualities
he develops in himself. Again, in proportion as
man gains strength and depth, and depth and reason
gain in freedom, in that proportion man takes in a
larger share of the world, and throws out forms outside
himself. Therefore his culture will consist, first,
in placing his receptivity in contact with the world
in the greatest number of points possible, and in
raising passivity, to the highest exponent on the
side of feeling; secondly, in procuring for the determining
faculty the greatest possible amount of independence,
in relation to the receptive power, and in raising
activity to the highest degree on the side of reason.
By the union of these two qualities man will associate
the highest degree of self-spontaneity (autonomy) and
of freedom with the fullest plenitude of existence,
and instead of abandoning himself to the world so
as to get lost in it, he will rather absorb it in himself,
with all the infinitude of its phenomena, and subject
it to the unity of his reason.
But man can invert this relation,
and thus fail in attaining his destination in two
ways. He can hand over to the passive force the
intensity demanded by the active force; he can encroach
by material impulsion on the formal impulsion, and
convert the receptive into the determining power.
He can attribute to the active force the extensiveness
belonging to the passive force, he can encroach by
the formal impulsion on the material impulsion, and
substitute the determining for the receptive power.
In the former case, he will never be an Ego, a personality;
in the second case, he will never be a Non-Ego, and
hence in both cases he will be neither the one nor
the other, consequently he will be nothing.
In fact, if the sensuous impulsion
becomes determining, if the senses become lawgivers,
and if the world stifles personality, he loses as
object what he gains in force. It may be said
of man that when he is only the contents of time,
he is not and consequently he has no other contents.
His condition is destroyed at the same time as his
personality, because these are two correlative ideas,
because change presupposes permanence, and a limited
reality implies an infinite reality. If the formal
impulsion becomes receptive, that is, if thought anticipates
sensation, and the person substitutes itself in the
place of the world, it loses as a subject and autonomous
force what it gains as object, because immutability
implies change, and that to manifest itself also absolute
reality requires limits. As soon as man is only
form, he has no form, and the personality vanishes
with the condition. In a word, it is only inasmuch
as he is spontaneous, autonomous, that there is reality
out of him, that he is also receptive; and it is only
inasmuch as he is receptive that there is reality
in him, that he is a thinking force.
Consequently these two impulsions
require limits, and looked upon as forces, they need
tempering; the former that it may not encroach on the
field of legislation, the latter that it may not invade
the ground of feeling. But this tempering and
moderating the sensuous impulsion ought not to be
the effect of physical impotence or of a blunting of
sensations, which is always a matter for contempt.
It must be a free act, an activity of the person,
which by its moral intensity moderates the sensuous
intensity, and by the sway of impressions takes from
them in depth what it gives them in surface or breadth.
The character must place limits to temperament, for
the senses have only the right to lose elements if
it be to the advantage of the mind. In its turn,
the tempering of the formal impulsion must not result
from moral impotence, from a relaxation of thought
and will, which would degrade humanity. It is
necessary that the glorious source of this second tempering
should be the fulness of sensations; it is necessary
that sensuousness itself should defend its field with
a victorious arm and resist the violence that the
invading activity of the mind would do to it.
In a word, it is necessary that the material impulsion
should be contained in the limits of propriety by
personality, and the formal impulsion by receptivity
or nature.
LETTER XIV.
We have been brought to the idea of
such a correlation between the two impulsions that
the action of the one establishes and limits at the
same time the action of the other, and that each of
them, taken in isolation, does arrive at its highest
manifestation just because the other is active.
No doubt this correlation of the two
impulsions is simply a problem advanced by reason,
and which man will only be able to solve in the perfection
of his being. It is in the strictest signification
of the term: the idea of his humanity; accordingly,
it is an infinite to which he can approach nearer
and nearer in the course of time, but without ever
reaching it. “He ought not to aim at form
to the injury of reality, nor to reality to the detriment
of the form. He must rather seek the absolute
being by means of a determinate being, and the determinate
being by means of an infinite being. He must
set the world before him because he is a person, and
he must be a person because he has the world before
him. He must feel because he has a consciousness
of himself, and he must have a consciousness of himself
because he feels.” It is only in conformity
with this idea that he is a man in the full sense of
the word; but he cannot be convinced of this so long
as he gives himself up exclusively to one of these
two impulsions, or only satisfies them one after the
other. For as long as he only feels, his absolute
personality and existence remain a mystery to him,
and as long as he only thinks, his condition or existence
in time escapes him. But if there were cases in
which he could have at once this twofold experience
in which he would have the consciousness of his freedom
and the feeling of his existence together, in which
he would simultaneously feel as matter and know himself
as spirit, in such cases, and in such only, would he
have a complete intuition of his humanity, and the
object that would procure him this intuition would
be a symbol of his accomplished destiny and consequently
serve to express the infinite to him-since
this destination can only be fulfilled in the fulness
of time.
Presuming that cases of this kind
could present themselves in experience, they would
awake in him a new impulsion, which, precisely because
the other two impulsions would co-operate in it, would
be opposed to each of them taken in isolation, and
might, with good grounds, be taken for a new impulsion.
The sensuous impulsion requires that there should be
change, that time should have contents; the formal
impulsion requires that time should be suppressed,
that there should be no change. Consequently,
the impulsion in which both of the others act in concert-allow
me to call it the instinct of play, till I explain
the term-the instinct of play would have
as its object to suppress time in time, to conciliate
the state of transition or becoming with the absolute
being, change with identity.
The sensuous instinct wishes to be
determined, it wishes to receive an object; the formal
instinct wishes to determine itself, it wishes to
produce an object. Therefore the instinct of play
will endeavor to receive as it would itself have produced,
and to produce as it aspires to receive.
The sensuous impulsion excludes from
its subject all autonomy and freedom; the formal impulsion
excludes all dependence and passivity. But the
exclusion of freedom is physical necessity; the exclusion
of passivity is moral necessity. Thus the two
impulsions subdue the mind: the former to the
laws of nature, the latter to the laws of reason.
It results from this that the instinct of play, which
unites the double action of the two other instincts,
will content the mind at once morally and physically.
Hence, as it suppresses all that is contingent, it
will also suppress all coercion, and will set man
free physically and morally. When we welcome
with effusion some one who deserves our contempt, we
feel painfully that nature is constrained. When
we have a hostile feeling against a person who commands
our esteem, we feel painfully the constraint of reason.
But if this person inspires us with interest, and
also wins our esteem, the constraint of feeling vanishes
together with the constraint of reason, and we begin
to love him, that is to say, to play, to take recreation,
at once with our inclination and our esteem.
Moreover, as the sensuous impulsion
controls us physically, and the formal impulsion morally,
the former makes our formal constitution contingent,
and the latter makes our material constitution contingent,
that is to say, there is contingence in the agreement
of our happiness with our perfection, and reciprocally.
The instinct of play, in which both act in concert,
will render both our formal and our material constitution
contingent; accordingly, our perfection and our happiness
in like manner. And on the other hand, exactly
because it makes both of them contingent, and because
the contingent disappears with necessity, it will
suppress this contingence in both, and will thus give
form to matter and reality to form. In proportion
that it will lessen the dynamic influence of feeling
and passion, it will place them in harmony with rational
ideas, and by taking from the laws of reason their
moral constraint, it will reconcile them with the
interest of the senses.
LETTER XV.
I approach continually nearer to the
end to which I lead you, by a path offering few attractions.
Be pleased to follow me a few steps further, and a
large horizon will open up to you, and a delightful
prospect will reward you for the labor of the way.
The object of the sensuous instinct,
expressed in a universal conception, is named Life
in the widest acceptation; a conception that expresses
all material existence and all that is immediately
present in the senses. The object of the formal
instinct, expressed in a universal conception, is
called shape or form, as well in an exact as in an
inexact acceptation; a conception that embraces all
formal qualities of things and all relations of the
same to the thinking powers. The object of the
play instinct, represented in a general statement,
may therefore bear the name of living form; a term
that serves to describe all aesthetic qualities of
phenomena, and what people style, in the widest sense,
beauty.
Beauty is neither extended to the
whole field of all living things nor merely enclosed
in this field. A marble block, though it is and
remains lifeless, can nevertheless become a living
form by the architect and sculptor; a man, though
he lives and has a form, is far from being a living
form on that account. For this to be the case,
it is necessary that his form should be life, and
that his life should be a form. As long as we
only think of his form, it is lifeless, a mere abstraction;
as long as we only feel his life, it is without form,
a mere impression. It is only when his form lives
in our feeling, and his life in our understanding,
he is the living form, and this will everywhere be
the case where we judge him to be beautiful.
But the genesis of beauty is by no
means declared because we know how to point out the
component parts, which in their combination produce
beauty. For to this end it would be necessary
to comprehend that combination itself, which continues
to defy our exploration, as well as all mutual operation
between the finite and the infinite. The reason,
on transcendental grounds, makes the following demand:
There shall be a communion between the formal impulse
and the material impulse-that is, there
shall be a play instinct-because it is only
the unity of reality with the form, of the accidental
with the necessary, of the passive state with freedom,
that the conception of humanity is completed.
Reason is obliged to make this demand, because her
nature impels her to completeness and to the removal
of all bounds; while every exclusive activity of one
or the other impulse leaves human nature incomplete
and places a limit in it. Accordingly, as soon
as reason issues the mandate, “a humanity shall
exist,” it proclaims at the same time the law,
“there shall be a beauty.” Experience
can answer us if there is a beauty, and we shall know
it as soon as she has taught us if a humanity can exist.
But neither reason nor experience can tell us how beauty
can be and how a humanity is possible.
We know that man is neither exclusively
matter nor exclusively spirit. Accordingly, beauty
as the consummation of humanity, can neither be exclusively
mere life, as has been asserted by sharp-sighted observers,
who kept too close to the testimony of experience,
and to which the taste of the time would gladly degrade
it; Nor can beauty be merely form, as has been judged
by speculative sophists, who departed too far from
experience, and by philosophic artists, who were led
too much by the necessity of art in explaining beauty;
it is rather the common object of both impulses, that
is of the play instinct. The use of language
completely justifies this name, as it is wont to qualify
with the word play what is neither subjectively nor
objectively accidental, and yet does not impose necessity
either externally or internally. As the mind
in the intuition of the beautiful finds itself in a
happy medium between law and necessity, it is, because
it divides itself between both, emancipated from the
pressure of both. The formal impulse and the
material impulse are equally earnest in their demands,
because one relates in its cognition to things in
their reality and the other to their necessity; because
in action the first is directed to the preservation
of life, the second to the preservation of dignity,
and therefore both to truth and perfection. But
life becomes more indifferent when dignity is mixed
up with it, and duty no longer coerces when inclination
attracts. In like manner the mind takes in the
reality of things, material truth, more freely and
tranquilly as soon as it encounters formal truth,
the law of necessity; nor does the mind find itself
strung by abstraction as soon as immediate intuition
can accompany it. In one word, when the mind
comes into communion with ideas, all reality loses
its serious value because it becomes small; and as
it comes in contact with feeling, necessity parts
also with its serious value because it is easy.
But perhaps the objection has for
some time occurred to you, Is not the beautiful degraded
by this, that it is made a mere play? and is it not
reduced to the level of frivolous objects which have
for ages passed under that name? Does it not
contradict the conception of the reason and the dignity
of beauty, which is nevertheless regarded as an instrument
of culture, to confine it to the work of being a mere
play? and does it not contradict the empirical conception
of play, which can coexist with the exclusion of all
taste, to confine it merely to beauty?
But what is meant by a mere play,
when we know that in all conditions of humanity that
very thing is play, and only that is play which makes
man complete and develops simultaneously his twofold
nature? What you style limitation, according
to your representation of the matter, according to
my views, which I have justified by proofs, I name
enlargement. Consequently I should have said
exactly the reverse: man is serious only with
the agreeable, with the good, and with the perfect,
but he plays with beauty. In saying this we must
not indeed think of the plays that are in vogue in
real life, and which commonly refer only to his material
state. But in real life we should also seek in
vain for the beauty of which we are here speaking.
The actually present beauty is worthy of the really,
of the actually present play-impulse; but by the ideal
of beauty, which is set up by the reason, an ideal
of the play-instinct is also presented, which man
ought to have before his eyes in all his plays.
Therefore, no error will ever be incurred
if we seek the ideal of beauty on the same road on
which we satisfy our play-impulse. We can immediately
understand why the ideal form of a Venus, of a Juno,
and of an Apollo, is to be sought not at Rome, but
in Greece, if we contrast the Greek population, delighting
in the bloodless athletic contests of boxing, racing,
and intellectual rivalry at Olympia, with the Roman
people gloating over the agony of a gladiator.
Now the reason pronounces that the beautiful must
not only be life and form, but a living form, that
is, beauty, inasmuch as it dictates to man the twofold
law of absolute formality and absolute reality.
Reason also utters the decision that man shall only
play with beauty, and he shall only play with beauty.
For, to speak out once for all, man
only plays when in the full meaning of the word he
is a man, and he is only completely a man when he plays.
This proposition, which at this moment perhaps appears
paradoxical, will receive a great and deep meaning
if we have advanced far enough to apply it to the
twofold seriousness of duty and of destiny. I
promise you that the whole edifice of aesthetic art
and the still more difficult art of life will be supported
by this principle. But this proposition is only
unexpected in science; long ago it lived and worked
in art and in the feeling of the Greeks, her most
accomplished masters; only they removed to Olympus
what ought to have been preserved on earth. Influenced
by the truth of this principle, they effaced from
the brow of their gods the earnestness and labor which
furrow the cheeks of mortals, and also the hollow
lust that smoothes the empty face. They set free
the ever serene from the chains of every purpose,
of every duty, of every care, and they made indolence
and indifference the envied condition of the godlike
race; merely human appellations for the freest
and highest mind. As well the material pressure
of natural laws as the spiritual pressure of moral
laws lost itself in its higher idea of necessity,
which embraced at the same time both worlds, and out
of the union of these two necessities issued true
freedom. Inspired by this spirit the Greeks also
effaced from the features of their ideal, together
with desire or inclination, all traces of volition,
or, better still, they made both unrecognizable, because
they knew how to wed them both in the closest alliance.
It is neither charm, nor is it dignity, which speaks
from the glorious face of Juno Ludovici; it is neither
of these, for it is both at once. While the female
god challenges our veneration, the godlike woman at
the same time kindles our love. But while in
ecstacy we give ourselves up to the heavenly beauty,
the heavenly self-repose awes us back. The whole
form rests and dwells in itself-a fully
complete creation in itself-and as if she
were out of space, without advance or resistance; it
shows no force contending with force, no opening through
which time could break in. Irresistibly carried
away and attracted by her womanly charm, kept off
at a distance by her godly dignity, we also find ourselves
at length in the state of the greatest repose, and
the result is a wonderful impression for which the
understanding has no idea and language no name.
LETTER XVI.
From the antagonism of the two impulsions,
and from the association of two opposite principles,
we have seen beauty to result, of which the highest
ideal must therefore be sought in the most perfect
union and equilibrium possible of the reality and
of the form. But this equilibrium remains always
an idea that reality can never completely reach.
In reality, there will always remain a preponderance
of one of these elements over the other, and the highest
point to which experience can reach will consist in
an oscillation between two principles, when sometimes
reality and at others form will have the advantage.
Ideal beauty is therefore eternally one and indivisible,
because there can only be one single equilibrium;
on the contrary, experimental beauty will be eternally
double, because in the oscillation the equilibrium
may be destroyed in two ways-this side
and that.
I have called attention in the foregoing
letters to a fact that can also be rigorously deduced
from the considerations that have engaged our attention
to the present point; this fact is that an exciting
and also a moderating action may be expected from
the beautiful. The tempering action is directed
to keep within proper limits the sensuous and the
formal impulsions; the exciting, to maintain both of
them in their full force. But these two modes
of action of beauty ought to be completely identified
in the idea. The beautiful ought to temper while
uniformly exciting the two natures, and it ought also
to excite while uniformly moderating them. This
result flows at once from the idea of a correlation,
in virtue of which the two terms mutually imply each
other, and are the reciprocal condition one of the
other, a correlation of which the purest product is
beauty. But experience does not offer an example
of so perfect a correlation. In the field of experience
it will always happen more or less that excess on
the one side will give rise to deficiency on the other,
and deficiency will give birth to excess. It
results from this that what in the beau-ideal is only
distinct in the idea is different in reality in empirical
beauty. The beau-ideal, though simple and indivisible,
discloses, when viewed in two different aspects, on
the one hand, a property of gentleness and grace, and
on the other, an energetic property; in experience
there is a gentle and graceful beauty and there is
an energetic beauty. It is so, and it will be
always so, so long as the absolute is enclosed in
the limits of time, and the ideas of reason have to
be realized in humanity. For example, the intellectual
man has the ideal of virtue, of truth, and of happiness;
but the active man will only practise virtues, will
only grasp truths, and enjoy happy days. The
business of physical and moral education is to bring
back this multiplicity to unity, to put morality in
the place of manners, science in the place of knowledge;
the business of aesthetic education is to make out
of beauties the beautiful.
Energetic beauty can no more preserve
a man from a certain residue of savage violence and
harshness than graceful beauty can secure him against
a certain degree of effeminacy and weakness. As
it is the effect of the energetic beauty to elevate
the mind in a physical and moral point of view and
to augment its momentum, it only too often happens
that the resistance of the temperament and of the
character diminishes the aptitude to receive impressions,
that the delicate part of humanity suffers an oppression
which ought only to affect its grosser part, and that
this coarse nature participates in an increase of force
that ought only to turn to the account of free personality.
It is for this reason that, at the periods when we
find much strength and abundant sap in humanity, true
greatness of thought is seen associated with what is
gigantic and extravagant, and the sublimest feeling
is found coupled with the most horrible excess of
passion. It is also the reason why, in the periods
distinguished for regularity and form, nature is as
often oppressed as it is governed, as often outraged
as it is surpassed. And as the action of gentle
and graceful beauty is to relax the mind in the moral
sphere as well as the physical, it happens quite as
easily that the energy of feelings is extinguished
with the violence of desires, and that character shares
in the loss of strength which ought only to affect
the passions. This is the reason why, in ages
assumed to be refined, it is not a rare thing to see
gentleness degenerate into effeminacy, politeness
into platitude, correctness into empty sterility, liberal
ways into arbitrary caprice, ease into frivolity,
calm into apathy, and, lastly, a most miserable caricature
treads on the heels of the noblest, the most beautiful
type of humanity. Gentle and graceful beauty is
therefore a want to the man who suffers the constraint
of manner and of forms, for he is moved by grandeur
and strength long before he becomes sensible to harmony
and grace. Energetic beauty is a necessity to
the man who is under the indulgent sway of taste,
for in his state of refinement he is only too much
disposed to make light of the strength that he retained
in his state of rude savagism.
I think I have now answered and also
cleared up the contradiction commonly met in the judgments
of men respecting the influence of the beautiful,
and the appreciation of aesthetic culture. This
contradiction is explained directly we remember that
there are two sorts of experimental beauty, and that
on both hands an affirmation is extended to the entire
race, when it can only be proved of one of the species.
This contradiction disappears the moment we distinguish
a twofold want in humanity to which two kinds of beauty
correspond. It is therefore probable that both
sides would make good their claims if they come to
an understanding respecting the kind of beauty and
the form of humanity that they have in view.
Consequently in the sequel of my researches
I shall adopt the course that nature herself follows
with man considered from the point of view of aesthetics,
and setting out from the two kinds of beauty, I shall
rise to the idea of the genus. I shall examine
the effects produced on man by the gentle and graceful
beauty when its springs of action are in full play,
and also those produced by energetic beauty when they
are relaxed. I shall do this to confound these
two sorts of beauty in the unity of the beau-ideal,
in the same way that the two opposite forms and modes
of being of humanity are absorbed in the unity of
the ideal man.
LETTER XVII.
While we were only engaged in deducing
the universal idea of beauty from the conception of
human nature in general, we had only to consider in
the latter the limits established essentially in itself,
and inseparable from the notion of the finite.
Without attending to the contingent restrictions that
human nature may undergo in the real world of phenomena,
we have drawn the conception of this nature directly
from reason, as a source of every necessity, and the
ideal of beauty has been given us at the same time
with the ideal of humanity.
But now we are coming down from the
region of ideas to the scene of reality, to find man
in a determinate state, and consequently in limits
which are not derived from the pure conception of humanity,
but from external circumstances and from an accidental
use of his freedom. But, although the limitation
of the idea of humanity may be very manifold in the
individual, the contents of this idea suffice to teach
us that we can only depart from it by two opposite
roads. For if the perfection of man consist in
the harmonious energy of his sensuous and spiritual
forces, he can only lack this perfection through the
want of harmony and the want of energy. Thus,
then, before having received on this point the testimony
of experience, reason suffices to assure us that we
shall find the real and consequently limited man in
a state of tension or relaxation, according as the
exclusive activity of isolated forces troubles the
harmony of his being, or as the unity of his nature
is based on the uniform relaxation of his physical
and spiritual forces. These opposite limits are,
as we have now to prove, suppressed by the beautiful,
which re-establishes harmony in man when excited,
and energy in man when relaxed; and which, in this
way, in conformity with the nature of the beautiful,
restores the state of limitation to an absolute state,
and makes of man a whole, complete in himself.
Thus the beautiful by no means belies
in reality the idea which we have made of it in speculation;
only its action is much less free in it than in the
field of theory, where we were able to apply it to
the pure conception of humanity. In man, as experience
shows him to us, the beautiful finds a matter, already
damaged and resisting, which robs him in ideal perfection
of what it communicates to him of its individual mode
of being. Accordingly in reality the beautiful
will always appear a peculiar and limited species,
and not as the pure genus; in excited minds in a state
of tension it will lose its freedom and variety; in
relaxed minds, it will lose its vivifying force; but
we, who have become familiar with the true character
of this contradictory phenomenon, cannot be led astray
by it. We shall not follow the great crowd of
critics, in determining their conception by separate
experiences, and to make them answerable for the deficiencies
which man shows under their influence. We know
rather that it is man who transfers the imperfections
of his individuality over to them, who stands perpetually
in the way of their perfection by his subjective limitation,
and lowers their absolute ideal to two limited forms
of phenomena.
It was advanced that soft beauty is
for an unstrung mind, and the energetic beauty for
the tightly strung mind. But I apply the term
unstrung to a man when he is rather under the pressure
of feelings than under the pressure of conceptions.
Every exclusive sway of one of his two fundamental
impulses is for man a state of compulsion and violence,
and freedom only exists in the co-operation of his
two natures. Accordingly, the man governed preponderately
by feelings, or sensuously unstrung, is emancipated
and set free by matter. The soft and graceful
beauty, to satisfy this twofold problem, must therefore
show herself under two aspects-in two distinct
forms. First, as a form in repose, she will tone
down savage life, and pave the way from feeling to
thought. She will, secondly, as a living image,
equip the abstract form with sensuous power, and lead
back the conception to intuition and law to feeling.
The former service she does to the man of nature, the
second to the man of art. But because she does
not in both cases hold complete sway over her matter,
but depends on that which is furnished either by formless
nature or unnatural art, she will in both cases bear
traces of her origin, and lose herself in one place
in material life and in another in mere abstract form.
To be able to arrive at a conception
how beauty can become a means to remove this twofold
relaxation, we must explore its source in the human
mind. Accordingly, make up your mind to dwell
a little longer in the region of speculation, in order
then to leave it forever, and to advance with securer
footing on the ground of experience.
LETTER XVIII.
By beauty the sensuous man is led
to form and to thought; by beauty the spiritual man
is brought back to matter and restored to the world
of sense.
From this statement it would appear
to follow that between matter and form, between passivity
and activity, there must be a middle state, and that
beauty plants us in this state. It actually happens
that the greater part of mankind really form this
conception of beauty as soon as they begin to reflect
on its operations, and all experience seems to point
to this conclusion. But, on the other hand, nothing
is more unwarrantable and contradictory than such
a conception, because the aversion of matter and form,
the passive and the active, feeling and thought, is
eternal, and cannot be mediated in any way. How
can we remove this contradiction? Beauty weds
the two opposed conditions of feeling and thinking,
and yet there is absolutely no medium between them.
The former is immediately certain through experience,
the other through the reason.
This is the point to which the whole
question of beauty leads, and if we succeed in settling
this point in a satisfactory way, we have at length
found the clue that will conduct us through the whole
labyrinth of aesthetics.
But this requires two very different
operations, which must necessarily support each other
in this inquiry. Beauty, it is said, weds two
conditions with one another which are opposite to each
other, and can never be one. We must start from
this opposition; we must grasp and recognize them
in their entire purity and strictness, so that both
conditions are separated in the most definite manner;
otherwise we mix, but we do not unite them. Secondly,
it is usual to say, beauty unites those two opposed
conditions, and therefore removes the opposition.
But because both conditions remain eternally opposed
to one another, they cannot be united in any other
way than by being suppressed. Our second business
is therefore to make this connection perfect, to carry
them out with such purity and perfection that both
conditions disappear entirely in a third one, and
no trace of separation remains in the whole; otherwise
we segregate, but do not unite. All the disputes
that have ever prevailed and still prevail in the
philosophical world respecting the conception of beauty
have no other origin than their commencing without
a sufficiently strict distinction, or that it is not
carried out fully to a pure union. Those philosophers
who blindly follow their feeling in reflecting on
this topic can obtain no other conception of beauty,
because they distinguish nothing separate in the totality
of the sensuous impression. Other philosophers,
who take the understanding as their exclusive guide,
can never obtain a conception of beauty, because they
never see anything else in the whole than the parts;
and spirit and matter remain eternally separate, even
in their most perfect unity. The first fear to
suppress beauty dynamically, that is, as a working
power, if they must separate what is united in the
feeling. The others fear to suppress beauty logically,
that is, as a conception, when they have to hold together
what in the understanding is separate. The former
wish to think of beauty as it works; the latter wish
it to work as it is thought. Both therefore must
miss the truth; the former, because they try to follow
infinite nature with their limited thinking power;
the others, because they wish to limit unlimited nature
according to their laws of thought. The first
fear to rob beauty of its freedom by a too strict
dissection, the others fear to destroy the distinctness
of the conception by a too violent union. But
the former do not reflect that the freedom in which
they very properly place the essence of beauty is not
lawlessness, but harmony of laws; not caprice, but
the highest internal necessity. The others do
not remember that distinctness, which they with equal
right demand from beauty, does not consist in the exclusion
of certain realities, but the absolute including of
all; that is not therefore limitation but infinitude.
We shall avoid the quicksands on which both have made
shipwreck if we begin from the two elements in which
beauty divides itself before the understanding, but
then afterwards rise to a pure aesthetic unity by
which it works on feeling, and in which both those
conditions completely disappear.
LETTER XIX.
Two principal and different states
of passive and active capacity of being determined
[Bestimmbarkeit] can be distinguished in man; in like
manner two states of passive and active determination
[Bestimmung]. The explanation of this proposition
leads us most readily to our end.
The condition of the state of man
before destination or direction is given him by the
impression of the senses is an unlimited capacity of
being determined. The infinite of time and space
is given to his imagination for its free use; and,
because nothing is settled in this kingdom of the
possible, and therefore nothing is excluded from it,
this state of absence of determination can be named
an empty infiniteness, which must not by any means
be confounded with an infinite void.
Now it is necessary that his sensuous
nature should be modified, and that in the indefinite
series of possible determinations one alone should
become real. One perception must spring up in
it. That which, in the previous state of determinableness,
was only an empty potency becomes now an active force,
and receives contents; but, at the same time, as an
active force it receives a limit, after having been,
as a simple power, unlimited. Reality exists
now, but the infinite has disappeared. To describe
a figure in space, we are obliged to limit infinite
space; to represent to ourselves a change in time,
we are obliged to divide the totality of time.
Thus we only arrive at reality by limitation, at the
positive, at a real position, by negation or exclusion;
to determination, by the suppression of our free determinableness.
But mere exclusion would never beget
a reality, nor would a mere sensuous impression ever
give birth to a perception, if there were not something
from which it was excluded, if by an absolute act of
the mind the negation were not referred to something
positive, and if opposition did not issue out of non-position.
This act of the mind is styled judging or thinking,
and the result is named thought.
Before we determine a place in space,
there is no space for us; but without absolute space
we could never determine a place. The same is
the case with time. Before we have an instant,
there is no time to us: but without infinite
time-eternity-we should never
have a representation of the instant. Thus, therefore,
we can only arrive at the whole by the part, to the
unlimited through limitation; but reciprocally we only
arrive at the part through the whole, at limitation
through the unlimited.
It follows from this, that when it
is affirmed of beauty that it mediates for man, the
transition from feeling to thought, this must not be
understood to mean that beauty can fill up the gap
that separates feeling from thought, the passive from
the active. This gap is infinite; and, without
the interposition of a new and independent faculty,
it is impossible for the general to issue from the
individual, the necessary from the contingent.
Thought is the immediate act of this absolute power,
which, I admit, can only be manifested in connection
with sensuous impressions, but which in this manifestation
depends so little on the sensuous that it reveals
itself specially in an opposition to it. The
spontaneity or autonomy with which it acts excludes
every foreign influence; and it is not in as far as
it helps thought-which comprehends a manifest
contradiction but only in as far as it procures for
the intellectual faculties the freedom to manifest
themselves in conformity with their proper laws.
It does it only because the beautiful can become a
means of leading man from matter to form, from feeling
to laws, from a limited existence to an absolute existence.
But this assumes that the freedom
of the intellectual faculties can be balked, which
appears contradictory to the conception of an autonomous
power. For a power which only receives the matter
of its activity from without can only be hindered
in its action by the privation of this matter, and
consequently by way of negation; it is therefore a
misconception of the nature of the mind to attribute
to the sensuous passions the power of oppressing positively
the freedom of the mind. Experience does indeed
present numerous examples where the rational forces
appear compressed in proportion to the violence of
the sensuous forces. But instead of deducing
this spiritual weakness from the energy of passion,
this passionate energy must rather be explained by
the weakness of the human mind. For the sense
can only have a sway such as this over man when the
mind has spontaneously neglected to assert its power.
Yet in trying by these explanations
to move one objection, I appear to have exposed myself
to another, and I have only saved the autonomy of the
mind at the cost of its unity. For how can the
mind derive at the same time from itself the principles
of inactivity and of activity, if it is not itself
divided, and if it is not in opposition with itself?
Here we must remember that we have
before us, not the infinite mind, but the finite.
The finite mind is that which only becomes active through
the passive, only arrives at the absolute through limitation,
and only acts and fashions in as far as it receives
matter. Accordingly, a mind of this nature must
associate with the impulse towards form or the absolute,
an impulse towards matter or limitation, conditions
without which it could not have the former impulse
nor satisfy it. How can two such opposite tendencies
exist together in the same being? This is a problem
that can no doubt embarrass the metaphysician, but
not the transcendental philosopher. The latter
does not presume to explain the possibility of things,
but he is satisfied with giving a solid basis to the
knowledge that makes us understand the possibility
of experience. And as experience would be equally
impossible without this autonomy in the mind, and
without the absolute unity of the mind, it lays down
these two conceptions as two conditions of experience
equally necessary without troubling itself any more
to reconcile them. Moreover, this immanence of
two fundamental impulses does not in any degree contradict
the absolute unity of the mind, as soon as the mind
itself, its selfhood, is distinguished from those
two motors. No doubt, these two impulses exist
and act in it, but itself is neither matter nor form,
nor the sensuous nor reason, and this is a point that
does not seem always to have occurred to those who
only look upon the mind as itself acting when its
acts are in harmony with reason, and who declare it
passive when its acts contradict reason.
Arrived at its development, each of
these two fundamental impulsions tends of necessity
and by its nature to satisfy itself; but precisely
because each of them has a necessary tendency, and
both nevertheless have an opposite tendency, this
twofold constraint mutually destroys itself, and the
will preserves an entire freedom between them both.
It is therefore the will that conducts itself like
a power-as the basis of reality-with
respect to both these impulses; but neither of them
can by itself act as a power with respect to the other.
A violent man, by his positive tendency to justice,
which never fails in him, is turned away from injustice;
nor can a temptation of pleasure, however strong, make
a strong character violate its principles. There
is in man no other power than his will; and death
alone, which destroys man, or some privation of self-consciousness,
is the only thing that can rob man of his internal
freedom.
An external necessity determines our
condition, our existence in time, by means of the
sensuous. The latter is quite involuntary, and
directly it is produced in us we are necessarily passive.
In the same manner an internal necessity awakens our
personality in connection with sensations, and by
its antagonism with them; for consciousness cannot
depend on the will, which presupposes it. This
primitive manifestation of personality is no more
a merit to us than its privation is a defect in us.
Reason can only be required in a being who is self-conscious,
for reason is an absolute consecutiveness and universality
of consciousness; before this is the case he is not
a man, nor can any act of humanity be expected from
him. The metaphysician can no more explain the
limitation imposed by sensation on a free and autonomous
mind than the natural philosopher can understand the
infinite, which is revealed in consciousness in connection
with these limits. Neither abstraction nor experience
can bring us back to the source whence issue our ideas
of necessity and of universality: this source
is concealed in its origin in time from the observer,
and its super-sensuous origin from the researches
of the metaphysician. But, to sum up in a few
words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is
established, as well as of all that is to be by man,
for his understanding and his activity. The ideas
of truth and of right present themselves inevitable,
incorruptible, immeasurable, even in the age of sensuousness;
and without our being able to say why or how, we see
eternity in time, the necessary following the contingent.
It is thus that, without any share on the part of
the subject, the sensation and self-consciousness arise,
and the origin of both is beyond our volition, as
it is out of the sphere of our knowledge.
But as soon as these two faculties
have passed into action, and man has verified by his
experience, through the medium of sensation, a determinate
existence, and through the medium of consciousness
its absolute existence, the two fundamental impulses
exert their influence directly their object is given.
The sensuous impulse is awakened with the experience
of life-with the beginning of the individual;
the rational impulsion with the experience of law-with
the beginning of his personality; and it is only when
these two inclinations have come into existence that
the human type is realized. Up to that time, everything
takes place in man according to the law of necessity;
but now the hand of nature lets him go, and it is
for him to keep upright humanity, which nature places
as a germ in his heart. And thus we see that directly
the two opposite and fundamental impulses exercise
their influence in him, both lose their constraint,
and the autonomy of two necessities gives birth to
freedom.
LETTER XX.
That freedom is an active and not
a passive principle results from its very conception;
but that liberty itself should be an effect of nature
(taking this word in its widest sense), and not the
work of man, and therefore that it can be favored
or thwarted by natural means, is the necessary consequence
of that which precedes. It begins only when man
is complete, and when these two fundamental impulsions
have been developed. It will then be wanting
whilst he is incomplete, and while one of these impulsions
is excluded, and it will be re-established by all that
gives back to man his integrity.
Thus it is possible, both with regard
to the entire species as to the individual, to remark
the moment when man is yet incomplete, and when one
of the two exclusions acts solely in him. We know
that man commences by life simply, to end by form;
that he is more of an individual than a person, and
that he starts from the limited or finite to approach
the infinite. The sensuous impulsion comes into
play therefore before the rational impulsion, because
sensation precedes consciousness; and in this priority
of sensuous impulsion we find the key of the history
of the whole of human liberty.
There is a moment, in fact, when the
instinct of life, not yet opposed to the instinct
of form, acts as nature and as necessity; when the
sensuous is a power because man has not begun; for
even in man there can be no other power than his will.
But when man shall have attained to the power of thought,
reason, on the contrary, will be a power, and moral
or logical necessity will take the place of physical
necessity. Sensuous power must then be annihilated
before the law which must govern it can be established.
It is not enough that something shall begin which as
yet was not; previously something must end which had
begun. Man cannot pass immediately from sensuousness
to thought. He must step backwards, for it is
only when one determination is suppressed that the
contrary determination can take place. Consequently,
in order to exchange passive against active liberty,
a passive determination against an active, he must
be momentarily free from all determination, and must
traverse a state of pure determinability. He
has then to return in some degree to that state of
pure negative indetermination in which he was before
his senses were affected by anything. But this
state was absolutely empty of all contents, and now
the question is to reconcile an equal determination
and a determinability equally without limit, with the
greatest possible fulness, because from this situation
something positive must immediately follow. The
determination which man received by sensation must
be preserved, because he should not lose the reality;
but at the same time, in so far as finite, it should
be suppressed, because a determinability without limit
would take place. The problem consists then in
annihilating the determination of the mode of existence,
and yet at the same time in preserving it, which is
only possible in one way: in opposing to it another.
The two sides of a balance are in equilibrium when
empty; they are also in equilibrium when their contents
are of equal weight.
Thus, to pass from sensation to thought,
the soul traverses a medium position, in which sensibility
and reason are at the same time active, and thus they
mutually destroy their determinant power, and by their
antagonism produce a negation. This medium situation
in which the soul is neither physically nor morally
constrained, and yet is in both ways active, merits
essentially the name of a free situation; and if we
call the state of sensuous determination physical,
and the state of rational determination logical or
moral, that state of real and active determination
should be called the aesthetic.
LETTER XXI.
I have remarked in the beginning of
the foregoing letter that there is a twofold condition
of determinableness and a twofold condition of determination.
And now I can clear up this proposition.
The mind can be determined-is
determinable-only in as far as it is not
determined; it is, however, determinable also, in as
far as it is not exclusively determined; that is,
if it is not confined in its determination. The
former is only a want of determination-it
is without limits, because it is without reality;
but the latter, the aesthetic determinableness, has
no limits, because it unites all reality.
The mind is determined, inasmuch as
it is only limited; but it is also determined because
it limits itself of its own absolute capacity.
It is situated in the former position when it feels,
in the second when it thinks. Accordingly the
aesthetic constitution is in relation to determinableness
what thought is in relation to determination.
The latter is a negative from internal and infinite
completeness, the former a limitation from internal
infinite power. Feeling and thought come into
contact in one single point, the mind is determined
in both conditions, the man becomes something and
exists-either as individual or person-by
exclusion; in other cases these two faculties stand
infinitely apart. Just in the same manner the
aesthetic determinableness comes in contact with the
mere want of determination in a single point, by both
excluding every distinct determined existence, by
thus being in all other points nothing and all, and
hence by being infinitely different. Therefore
if the latter, in the absence of determination from
deficiency, is represented as an empty infiniteness,
the aesthetic freedom of determination, which forms
the proper counterpart to the former, can be considered
as a completed infiniteness; a representation which
exactly agrees with the teachings of the previous
investigations.
Man is therefore nothing in the aesthetic
state, if attention is given to the single result,
and not to the whole faculty, and if we regard only
the absence or want of every special determination.
We must therefore do justice to those who pronounce
the beautiful, and the disposition in which it places
the mind, as entirely indifferent and unprofitable,
in relation to knowledge and feeling. They are
perfectly right; for it is certain that beauty gives
no separate, single result, either for the understanding
or for the will; it does not carry out a single intellectual
or moral object; it discovers no truth, does not help
us to fulfil a single duty, and, in one word, is equally
unfit to found the character or to clear the head.
Accordingly, the personal worth of a man, or his dignity,
as far as this can only depend on himself, remains
entirely undetermined by aesthetic culture, and nothing
further is attained than that, on the part of nature,
it is made profitable for him to make of himself what
he will; that the freedom to be what he ought to be
is restored perfectly to him.
But by this something infinite is
attained. But as soon as we remember that freedom
is taken from man by the one-sided compulsion of nature
in feeling, and by the exclusive legislation of the
reason in thinking, we must consider the capacity
restored to him by the aesthetical disposition, as
the highest of all gifts, as the gift of humanity.
I admit that he possesses this capacity for humanity,
before every definite determination in which he may
be placed. But, as a matter of fact, he loses
it with every determined condition into which he may
come; and if he is to pass over to an opposite condition,
humanity must be in every case restored to him by
the aesthetic life.
It is therefore not only a poetical
license, but also philosophically correct, when beauty
is named our second creator. Nor is this inconsistent
with the fact that she only makes it possible for us
to attain and realize humanity, leaving this to our
free will. For in this she acts in common with
our original creator, nature, which has imparted to
us nothing further than this capacity for humanity,
but leaves the use of it to our own determination
of will.
LETTER XXII.
Accordingly, if the aesthetic disposition
of the mind must be looked upon in one respect as
nothing-that is, when we confine our view
to separate and determined operations-it
must be looked upon in another respect as a state
of the highest reality, in as far as we attend to the
absence of all limits and the sum of powers which
are commonly active in it. Accordingly we cannot
pronounce them, again, to be wrong who describe the
aesthetic state to be the most productive in relation
to knowledge and morality. They are perfectly
right, for a state of mind which comprises the whole
of humanity in itself must of necessity include in
itself also -necessarily and potentially-every
separate expression of it. Again, a disposition
of mind that removes all limitation from the totality
of human nature must also remove it from every special
expression of the same. Exactly because its “aesthetic
disposition” does not exclusively shelter any
separate function of humanity, it is favorable to all
without distinction; nor does it favor any particular
functions, precisely because it is the foundation
of the possibility of all. All other exercises
give to the mind some special aptitude, but for that
very reason give it some definite limits; only the
aesthetical leads him to the unlimited. Every
other condition in which we can live refers us to a
previous condition, and requires for its solution a
following condition; only the aesthetic is a complete
whole in itself, for it unites in itself all conditions
of its source and of its duration. Here alone
we feel ourselves swept out of time, and our humanity
expresses itself with purity and integrity as if it
had not yet received any impression or interruption
from the operation of external powers.
That which flatters our senses in
immediate sensation opens our weak and volatile spirit
to every impression, but makes us in the same degree
less apt for exertion. That which stretches our
thinking power and invites to abstract conceptions
strengthens our mind for every kind of resistance,
but hardens it also in the same proportion, and deprives
us of susceptibility in the same ratio that it helps
us to greater mental activity. For this very
reason, one as well as the other brings us at length
to exhaustion, because matter cannot long do without
the shaping, constructive force, and the force cannot
do without the constructible material. But on
the other hand, if we have resigned ourselves to the
enjoyment of genuine beauty, we are at such a moment
of our passive and active powers in the same degree
master, and we shall turn with ease from grave to
gay, from rest to movement, from submission to resistance,
to abstract thinking and intuition.
This high indifference and freedom
of mind, united with power and elasticity, is the
disposition in which a true work of art ought to dismiss
us, and there is no better test of true aesthetic excellence.
If after an enjoyment of this kind we find ourselves
specially impelled to a particular mode of feeling
or action, and unfit for other modes, this serves
as an infallible proof that we have not experienced
any pure aesthetic effect, whether this is owing to
the object, to our own mode of feeling-as
generally happens-or to both together.
As in reality no purely aesthetical
effect can be met with-for man can never
leave his dependence on material forces-the
excellence of a work of art can only consist in its
greater approximation to its ideal of aesthetic purity,
and however high we may raise the freedom of this
effect, we shall always leave it with a particular
disposition and a particular bias. Any class
of productions or separate work in the world of art
is noble and excellent in proportion to the universality
of the disposition and the unlimited character of
the bias thereby presented to our mind. This
truth can be applied to works in various branches of
art, and also to different works in the same branch.
We leave a grand musical performance with our feelings
excited, the reading of a noble poem with a quickened
imagination, a beautiful statue or building with an
awakened understanding; but a man would not choose
an opportune moment who attempted to invite us to
abstract thinking after a high musical enjoyment,
or to attend to a prosaic affair of common life after
a high poetical enjoyment, or to kindle our imagination
and astonish our feelings directly after inspecting
a fine statue or edifice. The reason of this
is, that music, by its matter, even when most spiritual,
presents a greater affinity with the senses than is
permitted by aesthetic liberty; it is because even
the most happy poetry, having for its medium the arbitrary
and contingent play of the imagination, always shares
in it more than the intimate necessity of the really
beautiful allows; it is because the best sculpture
touches on severe science by what is determinate in
its conception. However, these particular affinities
are lost in proportion as the works of these three
kinds of art rise to a greater elevation, and it is
a natural and necessary consequence of their perfection,
that, without confounding their objective limits, the
different arts come to resemble each other more and
more, in the action which they exercise on the mind.
At its highest degree of ennobling, music ought to
become a form, and act on us with the calm power of
an antique statue; in its most elevated perfection,
the plastic art ought to become music and move us
by the immediate action exercised on the mind by the
senses; in its most complete development, poetry ought
both to stir us powerfully like music and like plastic
art to surround us with a peaceful light. In
each art, the perfect style consists exactly in knowing
how to remove specific limits, while sacrificing at
the same time the particular advantages of the art,
and to give it by a wise use of what belongs to it
specially a more general character.
Nor is it only the limits inherent
in the specific character of each kind of art that
the artist ought to overstep in putting his hand to
the work; he must also triumph over those which are
inherent in the particular subject of which he treats.
In a really beautiful work of art, the substance ought
to be inoperative, the form should do everything; for
by the form the whole man is acted on; the substance
acts on nothing but isolated forces. Thus, however
vast and sublime it may be, the substance always exercises
a restrictive action on the mind, and true aesthetic
liberty can only be expected from the form. Consequently
the true search of the matter consists in destroying
matter by the form; and the triumph of art is great
in proportion as it overcomes matter and maintains
its sway over those who enjoy its work. It is
great particularly in destroying matter when most
imposing, ambitious, and attractive, when therefore
matter has most power to produce the effect proper
to it, or, again, when it leads those who consider
it more closely to enter directly into relation with
it. The mind of the spectator and of the hearer
must remain perfectly free and intact; it must issue
pure and entire from the magic circle of the artist,
as from the hands of the Creator. The most frivolous
subject ought to be treated in such a way that we preserve
the faculty to exchange it immediately for the most
serious work. The arts which have passion for
their object, as a tragedy for example, do not present
a difficulty here; for, in the first place, these arts
are not entirely free, because they are in the service
of a particular end (the pathetic), and then no connoisseur
will deny that even in this class a work is perfect
in proportion as amidst the most violent storms of
passion it respects the liberty of the soul. There
is a fine art of passion, but an impassioned fine
art is a contradiction in terms, for the infallible
effect of the beautiful is emancipation from the passions.
The idea of an instructive fine art (didactic art)
or improving (moral) art is no less contradictory,
for nothing agrees less with the idea of the beautiful
than to give a determinate tendency to the mind.
However, from the fact that a work
produces effects only by its substance, it must not
always be inferred that there is a want of form in
this work; this conclusion may quite as well testify
to a want of form in the observer. If his mind
is too stretched or too relaxed, if it is only accustomed
to receive things either by the senses or the intelligence,
even in the most perfect combination, it will only
stop to look at the parts, and it will only see matter
in the most beautiful form. Only sensible of
the coarse elements, he must first destroy the aesthetic
organization of a work to find enjoyment in it, and
carefully disinter the details which genius has caused
to vanish, with infinite art, in the harmony of the
whole. The interest he takes in the work is either
solely moral or exclusively physical; the only thing
wanting to it is to be exactly what it ought to be-aesthetical.
The readers of this class enjoy a serious and pathetic
poem as they do a sermon: a simple and playful
work, as an inebriating draught; and if on the one
hand they have so little taste as to demand edification
from a tragedy or from an epos, even such as the “Messias,”
on the other hand they will be infallibly scandalized
by a piece after the fashion of Anacreon and Catullus.
LETTER XXIII.
I take up the thread of my researches,
which I broke off only to apply the principles I laid
down to practical art and the appreciation of its
works.
The transition from the passivity
of sensuousness to the activity of thought and of
will can be effected only by the intermediary state
of aesthetic liberty; and though in itself this state
decides nothing respecting our opinions and our sentiments,
and therefore it leaves our intellectual and moral
value entirely problematical, it is, however, the
necessary condition without which we should never attain
to an opinion or a sentiment. In a word, there
is no other way to make a reasonable being out of
a sensuous man than by making him first aesthetic.
But, you might object: Is this
mediation absolutely indispensable? Could not
truth and duty, one or the other, in themselves and
by themselves, find access to the sensuous man?
To this I reply: Not only is it possible but
it is absolutely necessary that they owe solely to
themselves their determining force, and nothing would
be more contradictory to our preceding affirmations
than to appear to defend the contrary opinion.
It has been expressly proved that the beautiful furnishes
no result, either for the comprehension or for the
will; that it mingles with no operations, either of
thought or of resolution; and that it confers this
double power without determining anything with regard
to the real exercise of this power. Here all foreign
help disappears, and the pure logical form, the idea,
would speak immediately to the intelligence, as the
pure moral form, the law, immediately to the will.
But that the pure form should be capable
of it, and that there is in general a pure form for
sensuous man, is that, I maintain, which should be
rendered possible by the aesthetic disposition of the
soul. Truth is not a thing which can be received
from without like reality or the visible existence
of objects. It is the thinking force, in his own
liberty and activity, which produces it, and it is
just this liberty proper to it, this liberty which
we seek in vain in sensuous man. The sensuous
man is already determined physically, and thenceforth
he has no longer his free determinability; he must
necessarily first enter into possession of this lost
determinability before he can exchange the passive
against an active determination. Therefore, in
order to recover it, he must either lose the passive
determination that he had, or he should enclose already
in himself the active determination to which he should
pass. If he confined himself to lose passive determination,
he would at the same time lose with it the possibility
of an active determination, because thought needs
a body, and form can only be realized through matter.
He must therefore contain already in himself the active
determination, that he may be at once both actively
and passively determined, that is to say, he becomes
necessarily aesthetic.
Consequently, by the aesthetic disposition
of the soul the proper activity of reason is already
revealed in the sphere of sensuousness, the power
of sense is already broken within its own boundaries,
and the ennobling of physical man carried far enough,
for spiritual man has only to develop himself according
to the laws of liberty. The transition from an
aesthetic state to a logical and moral state (from
the beautiful to truth and duty) is then infinitely
more easy than the transition from the physical state
to the aesthetic state (from life pure and blind to
form). This transition man can effectuate alone
by his liberty, whilst he has only to enter into possession
of himself not to give it himself; but to separate
the elements of his nature, and not to enlarge it.
Having attained to the aesthetic disposition, man
will give to his judgments and to his actions a universal
value as soon as he desires it. This passage
from brute nature to beauty, in which an entirely new
faculty would awaken in him, nature would render easier,
and his will has no power over a disposition which,
we know, itself gives birth to the will. To bring
the aesthetic man to profound views, to elevated sentiments,
he requires nothing more than important occasions:
to obtain the same thing from the sensuous man, his
nature must at first be changed. To make of the
former a hero, a sage, it is often only necessary
to meet with a sublime situation, which exercises
upon the faculty of the will the more immediate action;
for the second, it must first be transplanted under
another sky.
One of the most important tasks of
culture, then, is to submit man to form, even in a
purely physical life, and to render it aesthetic as
far as the domain of the beautiful can be extended,
for it is alone in the aesthetic state, and not in
the physical state, that the moral state can be developed.
If in each particular case man ought to possess the
power to make his judgment and his will the judgment
of the entire species; if he ought to find in each
limited existence the transition to an infinite existence;
if, lastly, he ought from every dependent situation
to take his flight to rise to autonomy and to liberty,
it must be observed that at no moment he is only individual
and solely obeys the laws of nature. To be apt
and ready to raise himself from the narrow circle of
the ends of nature, to rational ends, in the sphere
of the former he must already have exercised himself
in the second; he must already have realized his physical
destiny with a certain liberty that belongs only to
spiritual nature, that is to say according to the
laws of the beautiful.
And that he can effect without thwarting
in the least degree his physical aim. The exigencies
of nature with regard to him turn only upon what he
does-upon the substance of his acts; but
the ends of nature in no degree determine the way
in which he acts, the form of his actions. On
the contrary, the exigencies of reason have rigorously
the form of his activity for its object. Thus,
so much as it is necessary for the moral destination
of man, that he be purely moral, that he shows an absolute
personal activity, so much is he indifferent that his
physical destination be entirely physical, that he
acts in a manner entirely passive. Henceforth
with regard to this last destination, it entirely
depends on him to fulfil it solely as a sensuous being
and natural force (as a force which acts only as it
diminishes) or, at the same time, as absolute force,
as a rational being. To which of these does his
dignity best respond? Of this there can be no
question. It is as disgraceful and contemptible
for him to do under sensuous impulsion that which he
ought to have determined merely by the motive of duty,
as it is noble and honorable for him to incline towards
conformity with laws, harmony, independence; there
even where the vulgar man only satisfies a legitimate
want. In a word, in the domain of truth and morality,
sensuousness must have nothing to determine; but in
the sphere of happiness, form may find a place, and
the instinct of play prevail.
Thus then, in the indifferent sphere
of physical life, man ought to already commence his
moral life; his own proper activity ought already to
make way in passivity, and his rational liberty beyond
the limits of sense; he ought already to impose the
law of his will upon his inclinations; he ought-if
you will permit me the expression-to carry
into the domain of matter the war against matter, in
order to be dispensed from combating this redoubtable
enemy upon the sacred field of liberty; he ought to
learn to have nobler desires, not to be forced to
have sublime volitions. This is the
fruit of aesthetic culture, which submits to the laws
of the beautiful, in which neither the laws of nature
nor those of reason suffer, which does not force the
will of man, and which by the form it gives to exterior
life already opens internal life.
LETTER XXIV.
Accordingly three different moments
or stages of development can be distinguished, which
the individual man, as well as the whole race, must
of necessity traverse in a determinate order if they
are to fulfil the circle of their determination.
No doubt, the separate periods can be lengthened or
shortened, through accidental causes which are inherent
either in the influence of external things or under
the free caprice of men: but neither of them
can be overstepped, and the order of their sequence
cannot be inverted either by nature or by the will.
Man, in his physical condition, suffers only the power
of nature; he gets rid of this power in the aesthetical
condition, and he rules them in the moral state.
What is man before beauty liberates
him from free pleasure, and the serenity of form tames
down the savageness of life? Eternally uniform
in his aims, eternally changing in his judgments,
self-seeking without being himself, unfettered without
being free, a slave without serving any rule.
At this period, the world is to him only destiny, not
yet an object; all has existence for him only in as
far as it procures existence to him; a thing that
neither seeks from nor gives to him is non-existent.
Every phenomenon stands out before him separate and
cut off, as he finds himself in the series of beings.
All that is, is to him through the bias of the moment;
every change is to him an entirely fresh creation,
because with the necessary in him, the necessary out
of him is wanting, which binds together all the changing
forms in the universe, and which holds fast the law
on the theatre of his action, while the individual
departs. It is in vain that nature lets the rich
variety of her forms pass before him; he sees in her
glorious fulness nothing but his prey, in her power
and greatness nothing but his enemy. Either he
encounters objects, and wishes to draw them to himself
in desire, or the objects press in a destructive manner
upon him, and he thrusts them away in dismay and terror.
In both cases his relation to the world of sense is
immediate contact; and perpetually anxious through
its pressure, restless and plagued by imperious wants,
he nowhere finds rest except in enervation, and nowhere
limits save in exhausted desire.
“True, his is the powerful breast,
and the mighty hand
of the Titans. . . .
A certain inheritance; yet the god welded
Round his forehead a brazen band;
Advice, moderation, wisdom, and patience,-
Hid it from his shy, sinister look.
Every desire is with him a rage,
And his rage prowls around limitless.”-Iphigenia
in Tauris.
Ignorant of his own human dignity,
he is far removed from honoring it in others, and
conscious of his own savage greed, he fears it in every
creature that he sees like himself. He never sees
others in himself, only himself in others, and human
society, instead of enlarging him to the race, only
shuts him up continually closer in his individuality.
Thus limited, he wanders through his sunless life,
till favoring nature rolls away the load of matter
from his darkened senses, reflection separates him
from things, and objects show themselves at length
in the afterglow of the consciousness.
It is true we cannot point out this
state of rude nature as we have here portrayed it
in any definite people and age. It is only an
idea, but an idea with which experience agrees most
closely in special features. It may be said that
man was never in this animal condition, but he has
not, on the other hand, ever entirely escaped from
it. Even in the rudest subjects, unmistakable
traces of rational freedom can be found, and even
in the most cultivated, features are not wanting that
remind us of that dismal natural condition. It
is possible for man, at one and the same time, to
unite the highest and the lowest in his nature; and
if his dignity depends on a strict separation of one
from the other, his happiness depends on a skilful
removal of this separation. The culture which
is to bring his dignity into agreement with his happiness
will therefore have to provide for the greatest purity
of these two principles in their most intimate combination.
Consequently the first appearance
of reason in man is not the beginning of humanity.
This is first decided by his freedom, and reason begins
first by making his sensuous dependence boundless;
a phenomenon that does not appear to me to have been
sufficiently elucidated, considering its importance
and universality. We know that the reason makes
itself known to man by the demand for the absolute-the
self-dependent and necessary. But as this want
of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to
leave the physical entirely and to rise from a limited
reality to ideas. But although the true meaning
of that demand of the reason is to withdraw him from
the limits of time and to lead him from the world
of sense to an ideal world, yet this same demand of
reason, by misapplication-scarcely to be
avoided in this life, prone to sensuousness-can
direct him to physical life, and, instead of making
man free, plunge him in the most terrible slavery.
Facts verify this supposition.
Man raised on the wings of imagination leaves the
narrow limits of the present, in which mere animality
is enclosed, in order to strive on to an unlimited
future. But while the limitless is unfolded to
his dazed imagination, his heart has not ceased to
live in the separate, and to serve the moment.
The impulse towards the absolute seizes him suddenly
in the midst of his animality, and as in this cloddish
condition all his efforts aim only at the material
and temporal, and are limited by his individuality,
he is only led by that demand of the reason to extend
his individuality into the infinite, instead of to
abstract from it. He will be led to seek instead
of form an inexhaustible matter, instead of the unchangeable
an everlasting change and an absolute securing of
his temporal existence. The same impulse which,
directed to his thought and action, ought to lead to
truth and morality, now directed to his passion and
emotional state, produces nothing but an unlimited
desire and an absolute want. The first fruits,
therefore, that he reaps in the world of spirits are
cares and fear-both operations of the reason;
not of sensuousness, but of a reason that mistakes
its object and applies its categorical imperative to
matter. All unconditional systems of happiness
are fruits of this tree, whether they have for their
object the present day or the whole of life, or what
does not make them any more respectable, the whole
of eternity, for their object. An unlimited duration
of existence and of well-being is only an ideal of
the desires; hence a demand which can only be put forth
by an animality striving up to the absolute.
Man, therefore, without gaining anything for his humanity
by a rational expression of this sort, loses the happy
limitation of the animal, over which he now only possesses
the unenviable superiority of losing the present for
an endeavor after what is remote, yet without seeking
in the limitless future anything but the present.
But even if the reason does not go
astray in its object, or err in the question, sensuousness
will continue to falsify the answer for a long time.
As soon as man has begun to use his understanding and
to knit together phenomena in cause and effect, the
reason, according to its conception, presses on to
an absolute knitting together and to an unconditional
basis. In order, merely, to be able to put forward
this demand, man must already have stepped beyond
the sensuous, but the sensuous uses this very demand
to bring back the fugitive.
In fact, it is now that he ought to
abandon entirely the world of sense in order to take
his flight into the realm of ideas; for the intelligence
remains eternally shut up in the finite and in the
contingent, and does not cease putting questions without
reaching the last link of the chain. But as the
man with whom we are engaged is not yet capable of
such an abstraction, and does not find it in the sphere
of sensuous knowledge, and because he does not look
for it in pure reason, he will seek for it below in
the region of sentiment, and will appear to find it.
No doubt the sensuous shows him nothing that has its
foundation in itself, and that legislates for itself,
but it shows him something that does not care for
foundation or law; therefore, thus not being able to
quiet the intelligence by showing it a final cause,
he reduces it to silence by the conception which desires
no cause; and being incapable of understanding the
sublime necessity of reason, he keeps to the blind
constraint of matter. As sensuousness knows no
other end than its interest, and is determined by
nothing except blind chance, it makes the former the
motive of its actions, and the latter the master of
the world.
Even the divine part in man, the moral
law, in its first manifestation in the sensuous cannot
avoid this perversion. As this moral law is only
prohibited, and combats in man the interest of sensuous
egotism, it must appear to him as something strange
until he has come to consider this self-love as the
stranger, and the voice of reason as his true self.
Therefore he confines himself to feeling the fetters
which the latter imposes on him, without having the
consciousness of the infinite emancipation which it
procures for him. Without suspecting in himself
the dignity of lawgiver, he only experiences the constraint
and the impotent revolt of a subject fretting under
the yoke, because in this experience the sensuous
impulsion precedes the moral impulsion, he gives to
the law of necessity a beginning in him, a positive
origin, and by the most unfortunate of all mistakes
he converts the immutable and the eternal in himself
into a transitory accident. He makes up his mind
to consider the notions of the just and the unjust
as statutes which have been introduced by a will,
and not as having in themselves an eternal value.
Just as in the explanation of certain natural phenomena
he goes beyond nature and seeks out of her what can
only be found in her, in her own laws; so also in
the explanation of moral phenomena he goes beyond
reason and makes light of his humanity, seeking a god
in this way. It is not wonderful that a religion
which he has purchased at the cost of his humanity
shows itself worthy of this origin, and that he only
considers as absolute and eternally binding laws that
have never been binding from all eternity. He
has placed himself in relation with, not a holy being,
but a powerful. Therefore the spirit of his religion,
of the homage that he gives to God, is a fear that
abases him, and not a veneration that elevates him
in his own esteem.
Though these different aberrations
by which man departs from the ideal of his destination
cannot all take place at the same time, because several
degrees have to be passed over in the transition from
the obscure of thought to error, and from the obscure
of will to the corruption of the will; these degrees
are all, without exception, the consequence of his
physical state, because in all the vital impulsion
sways the formal impulsion. Now, two cases may
happen: either reason may not yet have spoken
in man, and the physical may reign over him with a
blind necessity, or reason may not be sufficiently
purified from sensuous impressions, and the moral
may still be subject to the physical; in both cases
the only principle that has a real power over him is
a material principle, and man, at least as regards
his ultimate tendency, is a sensuous being. The
only difference is, that in the former case he is an
animal without reason, and in the second case a rational
animal. But he ought to be neither one nor the
other: he ought to be a man. Nature ought
not to rule him exclusively; nor reason conditionally.
The two legislations ought to be completely independent,
and yet mutually complementary.
LETTER XXV.
Whilst man, in his first physical
condition, is only passively affected by the world
of sense, he is still entirely identified with it;
and for this reason the external world, as yet, has
no objective existence for him. When he begins
in his aesthetic state of mind to regard the world
objectively, then only is his personality severed from
it, and the world appears to him an objective reality,
for the simple reason that he has ceased to form an
identical portion of it.
That which first connects man with
the surrounding universe is the power of reflective
contemplation. Whereas desire seizes at once its
object, reflection removes it to a distance and renders
it inalienably her own by saving it from the greed
of passion. The necessity of sense which he obeyed
during the period of mere sensations, lessens during
the period of reflection; the senses are for the time
in abeyance; even ever-fleeting time stands still
whilst the scattered rays of consciousness are gathering
and shape themselves; an image of the infinite is reflected
upon the perishable ground. As soon as light dawns
in man, there is no, longer night outside of him;
as soon as there is peace within him the storm lulls
throughout the universe, and the contending forces
of nature find rest within prescribed limits.
Hence we cannot wonder if ancient traditions allude
to these great changes in the inner man as to a revolution
in surrounding nature, and symbolize thought triumphing
over the laws of time, by the figure of Zeus, which
terminates the reign of Saturn.
As long as man derives sensations
from a contact with nature, he is her slave; but as
soon as he begins to reflect upon her objects and laws
he becomes her lawgiver. Nature, which previously
ruled him as a power, now expands before him as an
object. What is objective to him can have no
power over him, for in order to become objective it
has to experience his own power. As far and as
long as he impresses a form upon matter, he cannot
be injured by its effect; for a spirit can only be
injured by that which deprives it of its freedom.
Whereas he proves his own freedom by giving a form
to the formless; where the mass rules heavily and without
shape, and its undefined outlines are for ever fluctuating
between uncertain boundaries, fear takes up its abode;
but man rises above any natural terror as soon as
he knows how to mould it, and transform it into an
object of his art. As soon as he upholds his independence
towards phenomenal natures he maintains his dignity
toward her as a thing of power, and with a noble freedom
he rises against his gods. They throw aside the
mask with which they had kept him in awe during his
infancy, and to his surprise his mind perceives the
reflection of his own image. The divine monster
of the Oriental, which roams about changing the world
with the blind force of a beast of prey, dwindles to
the charming outline of humanity in Greek fable; the
empire of the Titans is crushed, and boundless force
is tamed by infinite form.
But whilst I have been merely searching
for an issue from the material world, and a passage
into the world of mind, the bold flight of my imagination
has already taken me into the very midst of the latter
world. The beauty of which we are in search we
have left behind by passing from the life of mere
sensations to the pure form and to the pure object.
Such a leap exceeds the condition of human nature;
in order to keep pace with the latter we must return
to the world of sense.
Beauty is indeed the sphere of unfettered
contemplation and reflection; beauty conducts us into
the world of ideas, without however taking us from
the world of sense, as occurs when a truth is perceived
and acknowledged. This is the pure product of
a process of abstraction from everything material
and accidental, a pure object free from every subjective
barrier, a pure state of self-activity without any
admixture of passive sensations. There is indeed
a way back to sensation from the highest abstraction;
for thought teaches the inner sensation, and the idea
of logical or moral unity passes into a sensation of
sensual accord. But if we delight in knowledge
we separate very accurately our own conceptions from
our sensations; we look upon the latter as something
accidental, which might have been omitted without the
knowledge being impaired thereby, without truth being
less true. It would, however, be a vain attempt
to suppress this connection of the faculty of feeling
with the idea of beauty, consequently, we shall not
succeed in representing to ourselves one as the effect
of the other, but we must look upon them both together
and reciprocally as cause and effect. In the pleasure
which we derive from knowledge we readily distinguish
the passage from the active to the passive state,
and we clearly perceive that the first ends when the
second begins. On the contrary, from the pleasure
which we take in beauty, this transition from the
active to the passive is not perceivable, and reflection
is so intimately blended with feeling that we believe
we feel the form immediately. Beauty is then an
object to us, it is true, because reflection is the
condition of the feeling which we have of it; but
it is also a state of our personality (our Ego) because
the feeling is the condition of the idea we conceive
of it: beauty is therefore doubtless form, because
we contemplate it, but it is equally life because
we feel it. In a word, it is at once our state
and our act. And precisely because it is at the
same time both a state and an act, it triumphantly
proves to us that the passive does not exclude the
active, neither matter nor form, neither the finite
nor the infinite; and that consequently the physical
dependence to which man is necessarily devoted does
not in any way destroy his moral liberty. This
is the proof of beauty, and I ought to add that this
alone can prove it. In fact, as in the possession
of truth or of logical unity, feeling is not necessarily
one with the thought, but follows it accidentally;
it is a fact which only proves that a sensitive nature
can succeed a rational nature, and vice versa; not
that they co-exist, that they exercise a reciprocal
action one over the other; and, lastly, that they ought
to be united in an absolute and necessary manner.
From this exclusion of feeling as long as there is
thought, and of thought so long as there is feeling,
we should on the contrary conclude that the two natures
are incompatible, so that in order to demonstrate
that pure reason is to be realized in humanity, the
best proof given by the analysis is that this realization
is demanded. But, as in the realization of beauty
or of aesthetic unity, there is a real union, mutual
substitution of matter and of form, of passive and
of active, by this alone is proved the compatibility
of the two natures, the possible realization of the
infinite in the finite, and consequently also the
possibility of the most sublime humanity.
Henceforth we need no longer be embarrassed
to find a transition from dependent feeling to moral
liberty, because beauty reveals to us the fact that
they can perfectly coexist, and that to show himself
a spirit, man need not escape from matter. But
if on one side he is free, even in his relation with
a visible world, as the fact of beauty teaches, and
if on the other side freedom is something absolute
and supersensuous, as its idea necessarily implies,
the question is no longer how man succeeds in raising
himself from the finite to the absolute, and opposing
himself in his thought and will to sensuality, as
this has already been produced in the fact of beauty.
In a word, we have no longer to ask how he passes
from virtue to truth which is already included in the
former, but how he opens a way for himself from vulgar
reality to aesthetic reality, and from the ordinary
feelings of life to the perception of the beautiful.
LETTER XXVI.
I have shown in the previous letters
that it is only the aesthetic disposition of the soul
that gives birth to liberty, it cannot therefore be
derived from liberty nor have a moral origin.
It must be a gift of nature; the favor of chance alone
can break the bonds of the physical state and bring
the savage to duty. The germ of the beautiful
will find an equal difficulty in developing itself
in countries where a severe nature forbids man to
enjoy himself, and in those where a prodigal nature
dispenses him from all effort; where the blunted senses
experience no want, and where violent desire can never
be satisfied. The delightful flower of the beautiful
will never unfold itself in the case of the Troglodyte
hid in his cavern always alone, and never finding humanity
outside himself; nor among nomads, who, travelling
in great troops, only consist of a multitude, and
have no individual humanity. It will only flourish
in places where man converses peacefully with himself
in his cottage, and with the whole race when he issues
from it. In those climates where a limpid ether
opens the senses to the lightest impression, whilst
a life-giving warmth develops a luxuriant nature,
where even in the inanimate creation the sway of inert
matter is overthrown, and the victorious form ennobles
even the most abject natures; in this joyful state
and fortunate zone, where activity alone leads to
enjoyment, and enjoyment to activity, from life itself
issues a holy harmony, and the laws of order develop
life, a different result takes place. When imagination
incessantly escapes from reality, and does not abandon
the simplicity of nature in its wanderings: then
and there only the mind and the senses, the receptive
force and the plastic force, are developed in that
happy equilibrium which is the soul of the beautiful
and the condition of humanity.
What phenomenon accompanies the initiation
of the savage into humanity? However far we look
back into history the phenomenon is identical among
all people who have shaken off the slavery of the animal
state: the love of appearance, the inclination
for dress and for games.
Extreme stupidity and extreme intelligence
have a certain affinity in only seeking the real and
being completely insensible to mere appearance.
The former is only drawn forth by the immediate presence
of an object in the senses, and the second is reduced
to a quiescent state only by referring conceptions
to the facts of experience. In short, stupidity
cannot rise above reality, nor the intelligence descend
below truth. Thus, in as far as the want of reality
and attachment to the real are only the consequence
of a want and a defect, indifference to the real and
an interest taken in appearances are a real enlargement
of humanity and a decisive step towards culture.
In the first place it is the proof of an exterior
liberty, for as long as necessity commands and want
solicits, the fancy is strictly chained down to the
real: it is only when want is satisfied that
it develops without hinderance. But it is also
the proof of an internal liberty, because it reveals
to us a force which, independent of an external substratum,
sets itself in motion, and has sufficient energy to
remove from itself the solicitations of nature.
The reality of things is effected by things, the appearance
of things is the work of man, and a soul that takes
pleasure in appearance does not take pleasure in what
it receives but in what it makes.
It is self-evident that I am speaking
of aesthetical evidence different from reality and
truth, and not of logical appearance identical with
them. Therefore if it is liked it is because it
is an appearance, and not because it is held to be
something better than it is: the first principle
alone is a play, whilst the second is a deception.
To give a value to the appearance of the first kind
can never injure truth, because it is never to be
feared that it will supplant it-the only
way in which truth can be injured. To despise
this appearance is to despise in general all the fine
arts of which it is the essence. Nevertheless,
it happens sometimes that the understanding carries
its zeal for reality as far as this intolerance, and
strikes with a sentence of ostracism all the arts
relating to beauty in appearance, because it is only
an appearance. However, the intelligence only
shows this vigorous spirit when it calls to mind the
affinity pointed out further back. I shall find
some day the occasion to treat specially of the limits
of beauty in its appearance.
It is nature herself which raises
man from reality to appearance by endowing him with
two senses which only lead him to the knowledge of
the real through appearance. In the eye and the
ear the organs of the senses are already freed from
the persécutions of nature, and the object with
which we are immediately in contact through the animal
senses is remoter from us. What we see by the
eye differs from what we feel; for the understanding
to reach objects overleaps the light which separates
us from them. In truth, we are passive to an
object: in sight and hearing the object is a
form we create. While still a savage, man only
enjoys through touch merely aided by sight and sound.
He either does not rise to perception through sight,
or does not rest there. As soon as he begins
to enjoy through sight, vision has an independent value,
he is aesthetically free, and the instinct of play
is developed.
The instinct of play likes appearance,
and directly it is awakened it is followed by the
formal imitative instinct which treats appearance as
an independent thing. Directly man has come to
distinguish the appearance from the reality, the form
from the body, he can separate, in fact he has already
done so. Thus the faculty of the art of imitation
is given with the faculty of form in general.
The inclination that draws us to it reposes on another
tendency I have not to notice here. The exact
period when the aesthetic instinct, or that of art,
develops, depends entirely on the attraction that
mere appearance has for men.
As every real existence proceeds from
nature as a foreign power, whilst every appearance
comes in the first place from man as a percipient
subject, he only uses his absolute sight in separating
semblance from essence, and arranging according to
subjective law. With an unbridled liberty he
can unite what nature has severed, provided he can
imagine his union, and he can separate what nature
has united, provided this separation can take place
in his intelligence. Here nothing can be sacred
to him but his own law: the only condition imposed
upon him is to respect the border which separates
his own sphere from the existence of things or from
the realm of nature.
This human right of ruling is exercised
by man in the art of appearance; and his success in
extending the empire of the beautiful, and guarding
the frontiers of truth, will be in proportion with
the strictness with which he separates form from substance:
for if he frees appearance from reality, he must also
do the converse.
But man possesses sovereign power
only in the world of appearance, in the unsubstantial
realm of imagination, only by abstaining from giving
being to appearance in theory, and by giving it being
in practice. It follows that the poet transgresses
his proper limits when he attributes being to his
ideal, and when he gives this ideal aim as a determined
existence. For he can only reach this result
by exceeding his right as a poet, that of encroaching
by the ideal on the field of experience, and by pretending
to determine real existence in virtue of a simple possibility,
or else he renounces his right as a poet by letting
experience encroach on the sphere of the ideal, and
by restricting possibility to the conditions of reality.
It is only by being frank or disclaiming
all reality, and by being independent or doing without
reality, that the appearance is aesthetical.
Directly it apes reality or needs reality for effect,
it is nothing more than a vile instrument for material
ends, and can prove nothing for the freedom of the
mind. Moreover, the object in which we find beauty
need not be unreal if our judgment disregards this
reality; for if it regards this the judgment is no
longer aesthetical. A beautiful woman, if living,
would no doubt please us as much and rather more than
an equally beautiful woman seen in painting; but what
makes the former please men is not her being an independent
appearance; she no longer pleases the pure aesthetic
feeling. In the painting, life must only attract
as an appearance, and reality as an idea. But
it is certain that to feel in a living object only
the pure appearance requires a greatly higher aesthetic
culture than to do without life in the appearance.
When the frank and independent appearance
is found in man separately, or in a whole people,
it may be inferred they have mind, taste, and all
prerogatives connected with them. In this case
the ideal will be seen to govern real life, honor
triumphing over fortune, thought over enjoyment, the
dream of immortality over a transitory existence.
In this case public opinion will no
longer be feared, and an olive crown will be more
valued than a purple mantle. Impotence and perversity
alone have recourse to false and paltry semblance,
and individuals as well as nations who lend to reality
the support of appearance, or to the aesthetic appearance
the support of reality, show their moral unworthiness
and their aesthetical impotence. Therefore, a
short and conclusive answer can be given to this question-how
far will appearance be permitted in the moral world?
It will run thus in proportion as this appearance
will be aesthetical, that is, an appearance that does
not try to make up for reality, nor requires to be
made up for by it. The aesthetical appearance
can never endanger the truth of morals: wherever
it seems to do so the appearance is not aesthetical.
Only a stranger to the fashionable world can take
the polite assurances, which are only a form, for
proofs of affection, and say he has been deceived;
but only a clumsy fellow in good society calls in
the aid of duplicity and flatters to become amiable.
The former lacks the pure sense for independent appearance;
therefore he can only give a value to appearance by
truth. The second lacks reality, and wishes to
replace it by appearance. Nothing is more common
than to hear depreciators of the times utter these
paltry complaints-that all solidity has
disappeared from the world, and that essence is neglected
for semblance. Though I feel by no means called
upon to defend this age against these reproaches, I
must say that the wide application of these criticisms
shows that they attach blame to the age, not only
on the score of the false, but also of the frank appearance.
And even the exceptions they admit in favor of the
beautiful have for their object less the independent
appearance than the needy appearance. Not only
do they attack the artificial coloring that hides
truth and replaces reality, but also the beneficent
appearance that fills a vacuum and clothes poverty;
and they even attack the ideal appearance that ennobles
a vulgar reality. Their strict sense of truth
is rightly offended by the falsity of manners; unfortunately,
they class politeness in this category. It displeases
them that the noisy and showy so often eclipse true
merit, but they are no less shocked that appearance
is also demanded from merit, and that a real substance
does not dispense with an agreeable form. They
regret the cordiality, the energy, and solidity of
ancient times; they would restore with them ancient
coarseness, heaviness, and the old Gothic profusion.
By judgments of this kind they show an esteem for
the matter itself unworthy of humanity, which ought
only to value the matter inasmuch as it can receive
a form and enlarge the empire of ideas. Accordingly,
the taste of the age need not much fear these criticisms
if it can clear itself before better judges. Our
defect is not to grant a value to aesthetic appearance
(we do not do this enough): a severe judge of
the beautiful might rather reproach us with not having
arrived at pure appearance, with not having separated
clearly enough existence from the phenomenon, and
thus established their limits. We shall deserve
this reproach so long as we cannot enjoy the beautiful
in living nature without desiring it; as long as we
cannot admire the beautiful in the imitative arts
without having an end in view; as long as we do not
grant to imagination an absolute legislation of its
own; and as long as we do not inspire it with care
for its dignity by the esteem we testify for its works.
LETTER XXVII.
Do not fear for reality and truth.
Even if the elevated idea of aesthetic appearance
become general, it would not become so, as long as
man remains so little cultivated as to abuse it; and
if it became general, this would result from a culture
that would prevent all abuse of it. The pursuit
of independent appearance requires more power of abstraction,
freedom of heart, and energy of will than man requires
to shut himself up in reality; and he must have left
the latter behind him if he wishes to attain to aesthetic
appearance. Therefore, a man would calculate
very badly who took the road of the ideal to save himself
that of reality. Thus, reality would not have
much to fear from appearance, as we understand it;
but, on the other hand, appearance would have more
to fear from reality. Chained to matter, man uses
appearance for his purposes before he allows it a
proper personality in the art of the ideal: to
come to that point a complete revolution must take
place in his mode of feeling, otherwise, he would
not be even on the way to the ideal. Consequently,
when we find in man the signs of a pure and disinterested
esteem, we can infer that this revolution has taken
place in his nature, and that humanity has really
begun in him. Signs of this kind are found even
in the first and rude attempts that he makes to embellish
his existence, even at the risk of making it worse
in its material conditions. As soon as he begins
to prefer form to substance and to risk reality for
appearance (known by him to be such), the barriers
of animal life fall, and he finds himself on a track
that has no end.
Not satisfied with the needs of nature,
he demands the superfluous. First, only the superfluous
of matter, to secure his enjoyment beyond the present
necessity; but afterward; he wishes a superabundance
in matter, an aesthetical supplement to satisfy the
impulse for the formal, to extend enjoyment beyond
necessity. By piling up provisions simply for
a future use, and anticipating their enjoyment in
the imagination, he outsteps the limits of the present
moment, but not those of time in general. He
enjoys more; he does not enjoy differently. But
as soon as he makes form enter into his enjoyment,
and he keeps in view the forms of the objects which
satisfy his desires, he has not only increased his
pleasure in extent and intensity, but he has also ennobled
it in mode and species.
No doubt nature has given more than
is necessary to unreasoning beings; she has caused
a gleam of freedom to shine even in the darkness of
animal life. When the lion is not tormented by
hunger, and when no wild beast challenges him to fight,
his unemployed energy creates an object for himself;
full of ardor, he fills the re-echoing desert with
his terrible roars, and his exuberant force rejoices
in itself, showing itself without an object.
The insect flits about rejoicing in life in the sunlight,
and it is certainly not the cry of want that makes
itself heard in the melodious song of the bird; there
is undeniably freedom in these movements, though it
is not emancipation from want in general, but from
a determinate external necessity.
The animal works, when a privation
is the motor of its activity, and it plays when the
plenitude of force is this motor, when an exuberant
life is excited to action. Even in inanimate
nature a luxury of strength and a latitude of determination
are shown, which in this material sense might be styled
play. The tree produces numberless germs that
are abortive without developing, and it sends forth
more roots, branches, and leaves, organs of nutrition,
than are used for the preservation of the species.
Whatever this tree restores to the elements of its
exuberant life, without using it or enjoying it, may
be expended by life in free and joyful movements.
It is thus that nature offers in her material sphere
a sort of prelude to the limitless, and that even
there she suppresses partially the chains from which
she will be completely emancipated in the realm of
form. The constraint of superabundance or physical
play answers as a transition from the constraint of
necessity, or of physical seriousness, to aesthetical
play; and before shaking off, in the supreme freedom
of the beautiful, the yoke of any special aim, nature
already approaches, at least remotely, this independence,
by the free movement which is itself its own end and
means.
The imagination, like the bodily organs,
has in man its free movement and its material play,
a play in which, without any reference to form, it
simply takes pleasure in its arbitrary power and in
the absence of all hinderance. These plays of
fancy, inasmuch as form is not mixed up with them,
and because a free succession of images makes all their
charm, though confined to man, belong exclusively
to animal life, and only prove one thing-that
he is delivered from all external sensuous constraint
without our being entitled to infer that there is in
it an independent plastic force.
From this play of free association
of ideas, which is still quite material in nature
and is explained by simple natural laws, the imagination,
by making the attempt of creating a free form, passes
at length at a jump to the aesthetic play: I
say at one leap, for quite a new force enters into
action here; for here, for the first time, the legislative
mind is mixed with the acts of a blind instinct, subjects
the arbitrary march of the imagination to its eternal
and immutable unity, causes its independent permanence
to enter in that which is transitory, and its infinity
in the sensuous. Nevertheless, as long as rude
nature, which knows of no other law than running incessantly
from change to change, will yet retain too much strength,
it will oppose itself by its different caprices
to this necessity; by its agitation to this permanence;
by its manifold needs to this independence, and by
its insatiability to this sublime simplicity.
It will be also troublesome to recognize the instinct
of play in its first trials, seeing that the sensuous
impulsion, with its capricious humor and its violent
appetites, constantly crosses. It is on that
account that we see the taste, still coarse, seize
that which is new and startling, the disordered, the
adventurous and the strange, the violent and the savage,
and fly from nothing so much as from calm and simplicity.
It invents grotesque figures, it likes rapid transitions,
luxurious forms, sharply-marked changes, acute tones,
a pathetic song. That which man calls beautiful
at this time is that which excites him, that which
gives him matter; but that which excites him to give
his personality to the object, that which gives matter
to a possible plastic operation, for otherwise it would
not be the beautiful for him. A remarkable change
has therefore taken place in the form of his judgments;
he searches for these objects, not because they affect
him, but because they furnish him with the occasion
of acting; they please him, not because they answer
to a want, but because they satisfy a law which speaks
in his breast, although quite low as yet.
Soon it will not be sufficient for
things to please him; he will wish to please:
in the first place, it is true, only by that which
belongs to him; afterwards by that which he is.
That which he possesses, that which he produces, ought
not merely to bear any more the traces of servitude,
nor to mark out the end, simply and scrupulously, by
the form. Independently of the use to which it
is destined, the object ought also to reflect the
enlightened intelligence which imagines it, the hand
which shaped it with affection, the mind free and
serene which chose it and exposed it to view.
Now, the ancient German searches for more magnificent
furs, for more splendid antlers of the stag, for more
elegant drinking-horns; and the Caledonian chooses
the prettiest shells for his festivals. The arms
themselves ought to be no longer only objects of terror,
but also of pleasure; and the skilfully-worked scabbard
will not attract less attention than the homicidal
edge of the sword. The instinct of play, not
satisfied with bringing into the sphere of the necessary
an aesthetic superabundance for the future more free,
is at last completely emancipated from the bonds of
duty, and the beautiful becomes of itself an object
of man’s exertions. He adorns himself.
The free pleasure comes to take a place among his
wants, and the useless soon becomes the best part
of his joys. Form, which from the outside gradually
approaches him, in his dwelling, his furniture, his
clothing, begins at last to take possession of the
man himself, to transform him, at first exteriorly,
and afterwards in the interior. The disordered
leaps of joy become the dance, the formless gesture
is changed into an amiable and harmonious pantomime,
the confused accents of feeling are developed, and
begin to obey measures and adapt themselves to song.
When, like the flight of cranes, the Trojan army rushes
on to the field of battle with thrilling cries, the
Greek army approaches in silence and with a noble
and measured step. On the one side we see but
the exuberance of a blind force, on the other the
triumph of form, and the simple majesty of law.
Now, a nobler necessity binds the
two sexes mutually, and the interests of the heart
contribute in rendering durable an alliance which was
at first capricious and changing like the desire that
knits it. Delivered from the heavy fetters of
desire, the eye, now calmer, attends to the form,
the soul contemplates the soul, and the interested
exchange of pleasure becomes a generous exchange of
mutual inclination. Desire enlarges and rises
to love, in proportion as it sees humanity dawn in
its object; and, despising the vile triumphs gained
by the senses, man tries to win a nobler victory over
the will. The necessity of pleasing subjects
the powerful nature to the gentle laws of taste; pleasure
may be stolen, but love must be a gift. To obtain
this higher recompense, it is only through the form
and not through matter that it can carry on the contest.
It must cease to act on feeling as a force, to appear
in the intelligence as a simple phenomenon; it must
respect liberty, as it is liberty it wishes to please.
The beautiful reconciles the contrast of different
natures in its simplest and purest expression.
It also reconciles the eternal contrast of the two
sexes in the whole complex framework of society, or
at all events it seeks to do so; and, taking as its
model the free alliance it has knit between manly strength
and womanly gentleness, it strives to place in harmony,
in the moral world, all the elements of gentleness
and of violence. Now, at length, weakness becomes
sacred, and an unbridled strength disgraces; the injustice
of nature is corrected by the generosity of chivalrous
manners. The being whom no power can make tremble,
is disarmed by the amiable blush of modesty, and tears
extinguish a vengeance that blood could not have quenched.
Hatred itself hears the delicate voice of honor, the
conqueror’s sword spares the disarmed enemy,
and a hospitable hearth smokes for the stranger on
the dreaded hillside where murder alone awaited him
before.
In the midst of the formidable realm
of forces, and of the sacred empire of laws, the aesthetic
impulse of form creates by degrees a third and a joyous
realm, that of play and of the appearance, where she
emancipates man from fetters, in all his relations,
and from all that is named constraint, whether physical
or moral.
If in the dynamic state of rights
men mutually move and come into collision as forces,
in the moral (ethical) state of duties, man opposes
to man the majesty of the laws, and chains down his
will. In this realm of the beautiful or the aesthetic
state, man ought to appear to man only as a form,
and an object of free play. To give freedom through
freedom is the fundamental law of this realm.
The dynamic state can only make society
simple possibly by subduing nature through nature;
the moral (ethical) state can only make it morally
necessary by submitting the will of the individual
to the general will.
The aesthetic state alone can make
it real, because it carries out the will of all through
the nature of the individual. If necessity alone
forces man to enter into society, and if his reason
engraves on his soul social principles, it is beauty
only that can give him a social character; taste alone
brings harmony into society, because it creates harmony
in the individual. All other forms of perception
divide the man, because they are based exclusively
either in the sensuous or in the spiritual part of
his being. It is only the perception of beauty
that makes of him an entirety, because it demands
the co-operation of his two natures. All other
forms of communication divide society, because they
apply exclusively either to the receptivity or to the
private activity of its members, and therefore to
what distinguishes men one from the other. The
aesthetic communication alone unites society because
it applies to what is common to all its members.
We only enjoy the pleasures of sense as individuals,
without the nature of the race in us sharing in it;
accordingly, we cannot generalize our individual pleasures,
because we cannot generalize our individuality.
We enjoy the pleasures of knowledge as a race, dropping
the individual in our judgment; but we cannot generalize
the pleasures of the understanding, because we cannot
eliminate individuality from the judgments of others
as we do from our own. Beauty alone can we enjoy
both as individuals and as a race, that is, as representing
a race. Good appertaining to sense can only make
one person happy, because it is founded on inclination,
which is always exclusive; and it can only make a
man partially happy, because his real personality
does not share in it. Absolute good can only render
a man happy conditionally, for truth is only the reward
of abnegation, and a pure heart alone has faith in
a pure will. Beauty alone confers happiness on
all, and under its influence every being forgets that
he is limited.
Taste does not suffer any superior
or absolute authority, and the sway of beauty is extended
over appearance. It extends up to the seat of
reason’s supremacy, suppressing all that is material.
It extends down to where sensuous impulse rules with
blind compulsion, and form is undeveloped. Taste
ever maintains its power on these remote borders,
where legislation is taken from it. Particular
desires must renounce their egotism, and the agreeable,
otherwise tempting the senses, must in matters of
taste adorn the mind with the attractions of grace.
Duty and stern necessity must change
their forbidding tone, only excused by resistance,
and do homage to nature by a nobler trust in her.
Taste leads our knowledge from the mysteries of science
into the open expanse of common sense, and changes
a narrow scholasticism into the common property of
the human race. Here the highest genius must leave
its particular elevation, and make itself familiar
to the comprehension even of a child. Strength
must let the Graces bind it, and the arbitrary lion
must yield to the reins of love. For this purpose
taste throws a veil over physical necessity, offending
a free mind by its coarse nudity, and dissimulating
our degrading parentage with matter by a delightful
illusion of freedom. Mercenary art itself rises
from the dust; and the bondage of the bodily, at its
magic touch, falls off from the inanimate and animate.
In the aesthetic state the most slavish tool is a free
citizen, having the same rights as the noblest; and
the intellect which shapes the mass to its intent
must consult it concerning its destination. Consequently,
in the realm of aesthetic appearance, the idea of equality
is realized, which the political zealot would gladly
see carried out socially. It has often been said
that perfect politeness is only found near a throne.
If thus restricted in the material, man has, as elsewhere
appears, to find compensation in the ideal world.
Does such a state of beauty in appearance
exist, and where? It must be in every finely-harmonized
soul; but as a fact, only in select circles, like
the pure ideal of the church and state-in
circles where manners are not formed by the empty
imitations of the foreign, but by the very beauty
of nature; where man passes through all sorts of complications
in all simplicity and innocence, neither forced to
trench on another’s freedom to preserve his
own, nor to show grace at the cost of dignity.